3rd Quarter - Termination

DELTA STRATEGY GROUP for LIQUIDNET

Firm
Client
Income
$30,000
Expenses
—
Terminated
Jul 31, 2016

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
3rd Quarter - Report Jan 23, 2017 $30,000 Replaced
3rd Quarter - Termination (this page) Jan 23, 2017 $30,000 Yes

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Monitor legislation and regulation impacting the securities markets.

LobbyistCovered position, as disclosed
KEVIN BATTEH CFTC Detailee, Senate Ag Cmte; Counsel, CFTC
GRAHAM HARPER L.A. Senate Appropriations; Liason, CFTC
JIM NEWSOME Chairman, CFTC
KWON YOUNG LEE PARK New —
SCOTT PARSONS Chief of Staff, CFTC; L.A. Congressman Pickering

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.