Mid-Year Report — ASSOCIATION FOR FINANCIAL PROFESSIONALS for ASSOCIATION FOR FINANCIAL PROFESSIONALS (2007)

Firm

ASSOCIATION FOR FINANCIAL PROFESSIONALS

Client

ASSOCIATION FOR FINANCIAL PROFESSIONALS

Income

—

Expenses

$20,000

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Plan Funding, Retirement Plan Investments, and Fiduciary Rules

Lobbyist	Covered position, as disclosed
THOMAS J SANTOS	N/A
JUDY SCHUB	N/A

Contacted: Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); SENATE; Labor, Dept of (DOL); Internal Revenue Service (IRS); Federal Reserve System; Executive Office of the President (EOP); Vice President of the U.S.; Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Banking BAN

Deposit Insurance Reform, Check 21, Bank Holding Company Act, Payment Systems, Data Security/ID Theft, Regulation Q

Lobbyist	Covered position, as disclosed
THOMAS J SANTOS	N/A
JUDY SCHUB	N/A

Contacted: Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; SENATE; Labor, Dept of (DOL); Vice President of the U.S.; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); Internal Revenue Service (IRS)

Financial Institutions/Investments/Securities FIN

Accouting Reform, Rating Agency Reform, Commodities Exchange Act, Sarbanes-Oxley Implementation

Lobbyist	Covered position, as disclosed
THOMAS J SANTOS	N/A
JUDY SCHUB	N/A

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); Federal Reserve System; Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); Labor, Dept of (DOL); Vice President of the U.S.; Treasury, Dept of; SENATE; Internal Revenue Service (IRS)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.