PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| 4th Quarter - Report | Jan 20, 2022 | $504,000 | Replaced |
| 4th Quarter - Amendment | Jan 20, 2022 | $516,000 | Replaced |
| 4th Quarter - Amendment (this page) | Jan 31, 2022 | $516,000 | Yes |
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Taxation/Internal Revenue Code TAX
Paid Family Leave Annuity Tax Treatment Adjustments Ordinary tax treatment of bonds Proposals in American Jobs Plan (international tax changes, corporate rate change, wash sales) Securing a Strong Retirement Act of 2021 (SECURE 2.0) Retirement Security and Savings Act of 2021
| Lobbyist | Covered position, as disclosed |
|---|---|
| ALAN BRUBAKER | — |
| DAVID BURNS | — |
| CAROL DANKO New | — |
| ROBERT J DOYLE | — |
| ROMAN GABRIEL | — |
| LAUREN SARPER | — |
| REX WACKERLE | — |
Communications/Broadcasting/Radio/TV COM
Data Security, Privacy and Breach Legislation
| Lobbyist | Covered position, as disclosed |
|---|---|
| ALAN BRUBAKER | — |
| DAVID BURNS | — |
| REX WACKERLE | — |
Financial Institutions/Investments/Securities FIN
SEC Best Interest Standard Issues relating to Dodd-Frank and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight International Insurance Capital Standards SAFE Banking Act of 2021 LIBOR Transition Federal Safe Harbor Draft Legislation Improving Corporate Governance through Diversity Act of 2021 American Infrastructure Bonds Act of 2021 LIFT Act Application of Rule 15c2-11 to Asset-Backed Securities
| Lobbyist | Covered position, as disclosed |
|---|---|
| ALAN BRUBAKER | — |
| DAVID BURNS | — |
| ROBERT J DOYLE | — |
| ROMAN GABRIEL | — |
| BRYAN PICKEL | — |
| LAUREN SARPER New | — |
| REX WACKERLE | — |
Retirement RET
AssociationRetirement Plans Lifetime Income Disclosure & Regulatory Issues - all provisions Automatic Retirement Plan Act Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans Receiving Electronic Statements to Improve Retiree Earnings (RETIRE) Act Qualified Professional Asset Manager (OPAM) Exception Amendment ERISA Clarifications for Securitizes Originated or Underwritten by Inter-Affiliates Qualified Default Investment Allocation for Annuities Securing a Strong Retirement Act of 2021 (SECURE 2.0) Retirement Security and Savings Act of 2021
| Lobbyist | Covered position, as disclosed |
|---|---|
| ALAN BRUBAKER | — |
| DAVID BURNS | — |
| CAROL DANKO New | — |
| ROBERT J DOYLE | — |
| ROMAN GABRIEL | — |
| LAUREN SARPER | — |
| REX WACKERLE | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.