2nd Quarter - Report

FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Firm
Client
Income
—
Expenses
$440,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

Issues related to promoting economic growth through international engagement, trade and exports Issues related to economic engagement with China to promote the liberalization of China's financial markets, U.S.-China Bilateral Investment Treaty, digital trade, and cross-border data flows

LobbyistCovered position, as disclosed
ROBERT MITCHELL PRIBBLE —
BRETT QUICK New Staff Director, Senate Banking Subcommittee on National Security and International Trade and Finance

Contacted: U.S. Trade Representative (USTR); Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; Natl Security Council (NSC); Commerce, Dept of (DOC); Natl Economic Council (NEC); White House Office; Homeland Security, Dept of (DHS); Consumer Financial Protection Bureau (CFPB); Federal Reserve System; HOUSE OF REPRESENTATIVES; SENATE; Office of the Comptroller of the Currency (OCC); Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

Issues related to the implementation and regulatory review of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), including: capital and liquidity standards, such as proposals on the enhanced supplementary leverage ratio and stress capital buffer, the countercyclical capital buffer, and the capital surcharge for global systemically important banks; total loss-absorbing capacity; and the Volcker Rule H.R. 4790 - Volcker Rule Regulatory Harmonization Act H.R. 4292 - Financial Institution Living Will Improvement Act of 2017 H.R. 4293 - Stress Test Improvement Act of 2017 H.R. 4296, a bill to place requirements on operational risk capital requirements for banking organizations established by an appropriate Federal banking agency H.R. 4659, a bill to require the appropriate Federal banking agencies to recognize the exposure-reducing nature of client margin for cleared derivatives S. 2155 - Economic Growth, Regulatory Relief and Consumer Protection Act Executive Order 13777 - Enforcing the Regulatory Reform Agenda Issues related to enhancing the U.S. Bankruptcy Code (in order to facilitate the orderly resolution of a failed financial institution) Prudential regulatory matters with the U.S. agencies and international standard setting bodies including implementation of the Basel III capital and liquidity framework Derivatives regulation, including agency coordination and harmonization Legislative efforts to confirm financial regulatory agency nominations H.R. 238 - Commodity End-User Relief Act JOBS and Investor Confidence Act of 2018

LobbyistCovered position, as disclosed
ROBERT MITCHELL PRIBBLE —
BRETT QUICK New Staff Director, Senate Banking Subcommittee on National Security and International Trade and Finance

Contacted: Federal Reserve System; Homeland Security, Dept of (DHS); Commerce, Dept of (DOC); SENATE; Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); U.S. Trade Representative (USTR); White House Office; Office of the Comptroller of the Currency (OCC); Treasury, Dept of; Consumer Financial Protection Bureau (CFPB); Natl Economic Council (NEC); Natl Security Council (NSC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 238 (115th), H.R. 4296 (115th), H.R. 4292 (115th), H.R. 4659 (115th), H.R. 4790 (115th), H.R. 4293 (115th), S. 2155 (115th)

Homeland Security HOM

Issues related to cyber security: including information sharing, regulatory harmonization, and data security

LobbyistCovered position, as disclosed
ROBERT MITCHELL PRIBBLE —
BRETT QUICK New Staff Director, Senate Banking Subcommittee on National Security and International Trade and Finance

Contacted: Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; White House Office; Office of the Comptroller of the Currency (OCC); Treasury, Dept of; Securities & Exchange Commission (SEC); Homeland Security, Dept of (DHS); HOUSE OF REPRESENTATIVES; U.S. Trade Representative (USTR); Commerce, Dept of (DOC); SENATE; Consumer Financial Protection Bureau (CFPB); Natl Security Council (NSC); Natl Economic Council (NEC)

Taxation/Internal Revenue Code TAX

General issues related to corporate and international tax reform, and taxation of financial products H.R. 1 - An Act to provide for reconciliation pursuant to titles II and V of the concurrent resolution on the budget for fiscal year 2018. (Short title: Tax Cuts and Jobs Act) Implementation of P.L. 115-97 (The 2017 Tax Revision)

LobbyistCovered position, as disclosed
ROBERT MITCHELL PRIBBLE —
BRETT QUICK New Staff Director, Senate Banking Subcommittee on National Security and International Trade and Finance

Contacted: Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Natl Economic Council (NEC); U.S. Trade Representative (USTR); White House Office; Office of the Comptroller of the Currency (OCC); Natl Security Council (NSC); Treasury, Dept of; Commerce, Dept of (DOC); Federal Deposit Insurance Corporation (FDIC); SENATE; Federal Reserve System; Homeland Security, Dept of (DHS); HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB)

Bills named: H.R. 1 (115th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.