4th Quarter - Report

NYSE GROUP, INC. for NYSE GROUP INC

Firm
Client
Income
—
Expenses
$380,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Financial regulatory reform including implementation of Dodd-Frank Act; derivatives regulation (including swap execution, clearing, foreign boards of trade, position limits); short sale regulation; capital markets/job creation; market structure; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; S. 2927, Wall Street Fair Share Act

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —
DAWN STUMP —
BRENDON WEISS —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 2927 (111th), H.R. 4191 (111th)

Financial Institutions/Investments/Securities FIN

Financial regulatory reform including implementation of Dodd-Frank Act; systemic risk; Sarbanes-Oxley Act; extraterritorial application of securities laws; derivatives regulation (including swap execution, clearing, foreign boards of trade, position limits); short sale regulation; capital markets/job creation; flash crash and market structure; H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; all provisions

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —
DAWN STUMP —
BRENDON WEISS —

Contacted: HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE

Bills named: H.R. 4191 (111th)

Taxation/Internal Revenue Code TAX

H.R. 4191, Let Wall Street Pay for the Restoration of Main Street Act of 2009; Tax policy relating to deferral by US-based multinational corporations; S. 2927, The Wall Street Fair Share Act

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —
CLARKE DRYDEN CAMPER —

Contacted: Commodity Futures Trading Commission (CFTC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 4191 (111th), S. 2927 (111th)

Small Business SMB

Financial regulatory reform including implementation of Dodd-Frank Act; Job creation; Small business access to capital

LobbyistCovered position, as disclosed
REAGAN MCKEE ANDERSON —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Commodity Futures Trading Commission (CFTC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.