4th Quarter - Report

FINANCIAL PLANNING ASSN (FPA) for FINANCIAL PLANNING ASSN (FPA)

Period 4th Quarter 2008 Filed Jan 19, 2009 Signed by Daniel Barry, Director of Government Relations

Official filing
Firm
FINANCIAL PLANNING ASSN (FPA)
Client
FINANCIAL PLANNING ASSN (FPA)
Income
—
Expenses
$90,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

SEC's RAND Report- Investor and Industry Perspectives on Investment Advisors and Broker Dealers; SEC Release Nos 33-8933, 34-58022- Indexed Annuitites and Certain Other Insurance Contracts; SEC Release No. 2653- Temporary Rule Regarding Principal Trades; Treasury Department's Temporary Guarantee Program for Money Market Funds

LobbyistCovered position, as disclosed
DANIEL BARRY —
DAVID A COHEN —
DUANE R THOMPSON —

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE

Taxation/Internal Revenue Code TAX

Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; $3,000 deduction for investment losses; 401(k) plans/Defined Contribution plans and general retirement issues; Deduction of state and local sales taxes; H.R. 1424 Emergency Economic Stabilization Act; Arrow excise tax

LobbyistCovered position, as disclosed
DANIEL BARRY —
PHILLIPS HINCH Legislative Assistant, Committee on Ways & Means

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC)

Bills named: H.R. 7327 (110th), H.R. 1424 (110th)

Retirement RET

Worker, Retiree, and Employer Recovery Act of 2008 (HR 7327); Required Minimum Distributions from Retirement Plans; 401(k) plans/Defined Contribution plans and general retirement issues

LobbyistCovered position, as disclosed
PHILLIPS HINCH Legislative Assistant, Committee on Ways & Means

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Bills named: H.R. 7327 (110th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.