1st Quarter - Report

TD BANK, NA for TD BANK, NA

Firm
Client
Income
—
Expenses
$240,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Discussions regarding mortgage finance Issues regarding implementation of Dodd-Frank act Basel III implementation; budget and fiscal policy Cyber-Security Fintech AML/BSA Data privacy Payments issues Consumer issues M&A policy (Mergers & Acquisitions) Sanctions Digital Assets/Cryptocurrencies/Stable coin Credit interchange Discussions around banking risk management including capital and liquidity management Executive compensation clawbacks Community Reinvestment Act Section 16 of the Securities Exchange Act Artificial Intelligence

LobbyistCovered position, as disclosed
JAMES M JOHNSON —
AMY ROBERTI —

Contacted: HOUSE OF REPRESENTATIVES; Federal Reserve System; Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); SENATE; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Consumer Financial Protection Bureau (CFPB)

Taxation/Internal Revenue Code TAX

General tax policy Extension of expiring tax provisions New Markets Tax Credits International tax issues

LobbyistCovered position, as disclosed
JAMES M JOHNSON —
AMY ROBERTI —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Treasury, Dept of

Small Business SMB

Issues related to small business lending and tax relief

LobbyistCovered position, as disclosed
JAMES M JOHNSON —
AMY ROBERTI —

Contacted: Small Business Administration (SBA); Treasury, Dept of; Agriculture, Dept of (USDA); HOUSE OF REPRESENTATIVES; SENATE

Housing HOU

Discussions related to housing finance and GSE Reform

LobbyistCovered position, as disclosed
JAMES M JOHNSON —
AMY ROBERTI —

Contacted: Natl Economic Council (NEC); SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.