3rd Quarter - Report

TIAA for TIAA

Firm
Client
Income
—
Expenses
$440,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Financial Regulatory Reform Federal Reserve Supervision of Savings and Loan Holding Companies Federal Reserve Board's Rules to Implement Basel III Regulatory Capital ReformsDodd-Frank Wall Street Reform and Consumer Protection Act in regards to: Systemic Risk Designation Notice of Proposed Rulemaking that would implement Section 619 of the Dodd-Frank Act, the Volcker Rule Capital Requirements for the Savings & Loan Holding Company and Federal Reserve Board Oversight as in the following bill: HR2140 - Insurance Capital and Accounting Standards Act of 2013 MMF Reform SEC Fiduciary Project (DFA Sec. 913) Terrorism Risk Insurance Act Extension as in the following bill: HR508 - Terrorism Risk Insurance Act of 2002 Reauthorization Act of 2013 Basel III as in the bill: S1369 - A bill to provide additional flexibility to the Board of Governors of the Federal Reserve System to establish capital standards that are properly tailored to the unique characteristics of the business of insurance, and for other purposes

LobbyistCovered position, as disclosed
JILL BROWN —
LARRY M CHADWICK —
KAREN ELINSKI —
SAMUEL HODAS New Legislative Aide - Sen. Tom Carper (D-DE)
CHRISTOPHER SPENCE —

Contacted: Securities & Exchange Commission (SEC); SENATE; Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES

Bills named: H.R. 508 (113th), H.R. 2140 (113th)

Taxation/Internal Revenue Code TAX

Hybrid Pension Plans Tax Reform as it relates to retirement plans Retirement plan consolidation in tax reform529 Plans as in the following bill: HR529 - Savings Enhancement for Education in College Act Preserving Retirement Tax Incentives

LobbyistCovered position, as disclosed
JILL BROWN —
LARRY M CHADWICK —
KAREN ELINSKI —
SAMUEL HODAS New Legislative Aide - Sen. Tom Carper (D-DE)
CHRISTOPHER SPENCE —

Contacted: Federal Deposit Insurance Corporation (FDIC); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE; Federal Reserve System

Bills named: H.R. 529 (113th)

Retirement RET

Retirement Security as in the following bills: S606 - Shrinking Emergency Account Losses Act of 2013 (SEAL Act) HR2117 - Retirement Plan Simplification and Enhancement Act of 2013 HR2035 - Automatic IRA Act of 2013Retirement Security as in the following bill: [continued] S1270 - Secure Annuities for Employee (SAFE) Retirement Act of 2013 DOL & SEC Fiduciary Proposals (DOL Fiduciary Definition Regulation / SEC Project to Harmonize Broker-Dealer Fiduciary Standard) as in the following bill: HR2374 - Retail Investor Protection Act Providing Lifetime Income Illustrations on Retirement Benefit Statements Tax Benefits of Defined Contribution Plans Defined Contribution Retirement Plan Design Fiduciary Concerns Related to Advice and Education in Retirement Plans Stretch IRA as in the following bill: S953 - Reed-Harkin Student Loan Affordability Act of 2013 Lifetime Income Disclosure as in the following bill: HR2171/S1145 - Lifetime Income Disclosure Act of 2013 Retirement Plan Consolidation Tax Reform as it relates to retirement plans

LobbyistCovered position, as disclosed
JILL BROWN —
LARRY M CHADWICK —
KAREN ELINSKI —
SAMUEL HODAS New Legislative Aide - Sen. Tom Carper (D-DE)
CHRISTOPHER SPENCE —

Contacted: Federal Reserve System; Securities & Exchange Commission (SEC); SENATE; Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)

Bills named: H.R. 2171 (113th), H.R. 2117 (113th), H.R. 2374 (113th), H.R. 2035 (113th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.