1st Quarter - Report

CAPITAL ONE FINANCIAL CORPORATION for CAPITAL ONE FINANCIAL CORPORATION

Period 1st Quarter 2014 Filed Apr 21, 2014 Signed by Richard Olson, Sr, Director Policy Affairs

Official filing
Firm
CAPITAL ONE FINANCIAL CORPORATION
Client
CAPITAL ONE FINANCIAL CORPORATION
Income
—
Expenses
$500,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

6 issue areas, each in the filer's own words, with who lobbied on it and where.

Postal POS

Issues related to postal rates and the efficient operation of the US Postal Service including the following legislation: Postal Reform Act of 2013 (HR 2748/S 1486).

LobbyistCovered position, as disclosed
RICK OLSON —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2748 (113th)

Banking BAN

Issues related to traditional banking and bank regulation including the following legislation: Eliminate Privacy Notice Confusion Act (HR 749); Financial Regulatory Responsibility Act of 2013 (S 450); Dodd-Frank Wall Street Reform and Consumer Protection Technical Corrections Act of 2013 (S 451); Privacy Notice Modernization Act of 2013 (S 635); Housing Finance Reform and Taxpayer Protection Act of 2013 (S 1217); Protecting American Taxpayers and Homeowners Act of 2013 (HR 2767).

LobbyistCovered position, as disclosed
STEVEN BOMS —
EMILY WEEMS —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 749 (113th), H.R. 2767 (113th)

Taxation/Internal Revenue Code TAX

Issues related to corporate tax reform and state taxation of corporate income, including the following legislation: Business Activity Tax Simplification Act of 2013 (HR 2992) .

LobbyistCovered position, as disclosed
STEVEN BOMS —
RICK OLSON —
LARRY STEIN —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2992 (113th)

Financial Institutions/Investments/Securities FIN

Issues related to derivatives, the "Volcker Rule," capital and liquidity requirements, lending products and the Consumer Financial Protection Bureau including the following legislation: Systemic Risk Mitigation Act (HR 613); Basel III Capital Impact Study Act (HR 1221); Financial Competitive Act of 2013 (HR 1341); Determination of Appropriate Risk-Based Capital Requirements for Community Financial Institutions Act of 2013 (HR 2547); Basel III CASE Act (S 731); Too Big to Fail Act (TBTF) (S 798);To amend the Dodd-Frank Wall Street Reform and Consumer Protection Act to specify when bank holding companies may be subject to certain enhanced supervision, and for other purposes (HR 3036). Systemic Risk Designation Improvement Act of 2014 (HR 4060)

LobbyistCovered position, as disclosed
STEVEN BOMS —
LARRY STEIN —
EMILY WEEMS —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2547 (113th), H.R. 1221 (113th), H.R. 613 (113th), H.R. 1341 (113th), H.R. 3036 (113th), H.R. 4060 (113th)

Consumer Issues/Safety/Products CSP

Issues related to mobile banking, cyber security, data security, restrictions on the use of data and privacy including the following legislation:Cybersecurity Enhancement Act of 2013 (HR 756); Cybersecurity and American Cyber Competitiveness Act of 2013 (S 21); Do-Not-Track Online Act of 2013 (S 418); Electronic Communications Privacy Act Amendments Act of 2013 (S 607); Cyber Intelligence Sharing and Protection Act (HR 624); Cybersecurity Act of 2013 (S1353); Data Security Act (S 1927)

LobbyistCovered position, as disclosed
STEVEN BOMS —
RICK OLSON —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 756 (113th), H.R. 624 (113th)

Immigration IMM

Immigration laws for skilled workers including the following legislation: SKILLS Visa Act (HR 2131); Border Security, Economic Opportunity, and Immigration Modernization Act (S 744)

LobbyistCovered position, as disclosed
EMILY WEEMS —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 2131 (113th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.