4th Quarter - Report

O'ROURKE & NAPPI, LLP for REGIONS FINANCIAL CORP.

Period 4th Quarter 2020 Filed Jan 19, 2021 Signed by Douglas Nappi

Official filing
Firm
O'ROURKE & NAPPI, LLP
Client
REGIONS FINANCIAL CORP.
Income
$30,000
Expenses
—

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Corporate governance issues; federal regulation of proxy solicitation process; HR 748 - the CARES Act; Proposed Amendments to SEC Rule 13F

LobbyistCovered position, as disclosed
DOUGLAS NAPPI —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Bills named: H.R. 748 (116th)

Accounting ACC

Implementation of the FASB standard on Current Expected Credit Loss; HR 748 - the CARES Act

LobbyistCovered position, as disclosed
CHRISTOPHER MATTHIESEN —
DOUGLAS NAPPI —

Contacted: Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Bills named: H.R. 748 (116th)

Banking BAN

KYC/AML regulation; implementation of the CARES Act.

LobbyistCovered position, as disclosed
CHRISTOPHER MATTHIESEN —
DOUGLAS NAPPI —

Contacted: Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.