VANGUARD GROUP for VANGUARD GROUP

Financial Institutions/Investments/Securities FIN

H.R. 4173 Dodd-Frank Wall Street Reform and Consumer Protection Act (and S. 3217 Restoring American Financial Stability Act of 2010) - Title 7: derivatives; Title 10: CFPB; Title 11: treatment of creditors H.R. 3126 Consumer Financial Protection Agency Act of 2009 (see attached addendum sheet) H.R. 3126 - Consumer Financial Protection Agency - re: issues affecting money market funds H.R. 2589 - Municipal Bond Insurance Enhancement Act of 2009 H.R. 2551 - Municipal Market Liquidity Enhancement Act of 2009 H.R. 2549 - Municipal Bond Fairness Act H.R. 1669 - Federal Municipal Bond Marketing Support and Securitization H.R. 1754 - Financial System Stabilization and Reform Act of 2009 - re: systemic risk regulation H.R. 1349 - Federal Accounting Oversight Board Act of 2009 - re: accounting principles and standards H.R. 1728 - Mortgage Reform and Anti-Predatory Lending Act H.R. 1106 - Helping Families Save Their Homes Act of 2009 - re: bankruptcy cram down H.R. 4337 - Regulated Investment Company Modernization Act of 2010 (use of commodities provision) S. 895 - Helping Families Save Their Homes Act of 2009 - re: servicer safe harbor provisions S. 896 - Helping Families Save Their Homes Act of 2009 - re: amendment #1019 to make changes in the safe harbor S. 664 - Financial System Stabilization and Reform Act of 2009 - re: systemic risk regulation S. 722 - Taxpayer Certainty and Relief Act of 2009 - re: dividend and capital gain tax rates Issues related to definition of major swap participants Issues related to nature of collateral for cleared swaps Issues related to swap execution facility trading and reporting Issues related to systemic risk regulation Issues related to OTC derivatives trading Issues related to market structure matters Issues related to target date funds Issues related to investment advice Issues related to municipal disclosure & Tower Amendment Issues related to Basel III and Volcker rules Issues related to SEC proxy access proposal Issues related to SEC proposed changes to Regulation AB2 Issues related to the supervision and regulation of certain nonbank financial institutions Issues related to legislation and regulations affecting the mutual fund industry Proposals related to money market funds (floating net asset value, liquidity)

Contacted: Labor, Dept of (DOL); Treasury, Dept of; SENATE; Securities & Exchange Commission (SEC); White House Office; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 1728 (111th), H.R. 3126 (111th), H.R. 1106 (111th), H.R. 4337 (111th), H.R. 2549 (111th), H.R. 4173 (111th), S. 3217 (111th), S. 895 (111th), H.R. 1669 (111th), S. 722 (111th), S. 896 (111th), H.R. 1349 (111th), H.R. 2551 (111th), S. 664 (111th), H.R. 2589 (111th), H.R. 1754 (111th)

Taxation/Internal Revenue Code TAX

H.R. 4191 - Security transaction tax proposals H.R. 4337 - Regulated Investment Company Modernization Act of 2010 H.R. 4853 - Tax Relief, Unemployment Insurance Reauthorization, and Job Creation Act of 2010 (see attached addendum page) General tax issues related to mutual funds Tax loss carryforwards Capital gain and dividend tax rates as they relate to mutual funds

Contacted: Securities & Exchange Commission (SEC); White House Office; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE; Labor, Dept of (DOL)

Bills named: H.R. 4853 (111th), H.R. 4337 (111th), H.R. 4191 (111th)

Retirement RET

H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009 H.R. 1984 - 401(k) Fair Disclosure for Retirement Security Act H.R. 1988 Conflicted Investment Advice Prohibition Act of 2009 (see attached addendum page) H.R. 2021 Savings Recovery Act of 2009 H.R. 2779 Defined Contribution Plan Fee Transparency Act H.R. 2989 401(k) Fair Disclosure and Pension Security Act H.R. 4213 American Jobs and Closing Tax Loopholes Act of 2010 S. 401 Defined contribution Fee Disclosure Act of 2009 S. 3760 Automatic IRA Act of 2010 S. 6099 Automatic IRA Act of 2010 H.R. 4742 Small Businesses Add Value for Employees Act H.R. 4126 Retirement Fairness Act Proposals to reform of the defined contribution plan system Proposals related to retirement savings Proposals related to defined contribution plan fees and fee disclosure practices Proposals related to the index fund mandate provision of H.R. 2989 Proposals related to the investment advice rules provision in H.R. 1988 Proposals related to mandated workplace savings arrangements for employees without access to employer retirement plans as included in S. 3760 and H.R. 6099 Proposals related to expansion of SIMPLE IRAs Proposals related to the establishment of discretionary payroll deduction IRAs Proposals related to the creation of new qualified retirement plans for small business (H.R. 4742 and H.R. 4126) Proposals related to 401(k) plan loans and rollover loans to IRAs Proposals related to expanding the definition of fiduciary under ERISA Issues related to stable value funds in retirement plans Issues related to securities lending in retirement funds Issues related to retirement target date funds Issues related to tax incentives for retirement savings Proposals related to stemming leakage from retirement plans

Contacted: SENATE; Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; White House Office; Labor, Dept of (DOL)

Bills named: H.R. 6099 (111th), H.R. 1988 (111th), H.R. 4126 (111th), H.R. 2021 (111th), S. 401 (111th), H.R. 1984 (111th), S. 6099 (111th), H.R. 2779 (111th), H.R. 2989 (111th), H.R. 4742 (111th), S. 3760 (111th), H.R. 4213 (111th)