4th Quarter - Report
WILLIAMS AND JENSEN, PLLC for TD AMERITRADE
Client
Income
$50,000
Expenses
—
What was lobbied
2 issue areas, each in the filer's own words, with who lobbied on it and where.
Retirement RET
Department of Labor Fiduciary proposal.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| JOEL OSWALD | Prof Staff, Senate Banking; LA, Senator Enzi |
Financial Institutions/Investments/Securities FIN
Fiduciary Duty. H.R. 3555, Exchange Regulatory Improvement Act. H.R. 6743, Jobs and Investor Confidence Act (S. 488). Consumer Information Notification Requirement. Equity market structure and Market data issues.
| Lobbyist | Covered position, as disclosed |
|---|---|
| DAVID E FRANASIAK | — |
| MELINDA M MAXFIELD | — |
| JOEL OSWALD | — |
| CHRISTOPHER E. WILCOX | Regional Staff Asst & Staff Asst, Sen. Moynihan ;LA, Leg Counsel, LD & Counsel, Rep. Arcuri; LD & Counsel, Rep. Demings |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.