4th Quarter - Report

CROSSROADS STRATEGIES, LLC for SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION (SIFMA)

Firm
Client
Income
$50,000
Expenses
—

What was lobbied

5 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

General issues related to trade and foreign commerce.

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Banking BAN

Legislative proposals impacting broker-dealers, investment banks, and asset managers; H.R.4344, Investor Protection and Capital Markets Fairness Act.

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 4344 (116th)

Taxation/Internal Revenue Code TAX

Tax policy impacting investment banks and investment products; incentives to encourage retirement savings; S.4129, LOCAL Infrastructure Act; S.4203, American Infrastructure Bonds Act of 2020.

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: S. 4203 (116th), S. 4129 (116th)

Budget/Appropriations BUD

H.R.6074, Coronavirus Preparedness and Response Supplemental Appropriations Act, 2020 (P.L.116-123); H.R.7617, FY2021 Consolidated Appropriations Act; issues impacting financial institutions.

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 6074 (116th), H.R. 7617 (116th)

Financial Institutions/Investments/Securities FIN

Federal policy relating to regulations at the SEC, Federal Reserve, and Department of the Treasury. H.R.4344, Investor Protection and Capital Markets Fairness Act. Issues related to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and sanctions affecting financial institutions (including S.482, Defending American Security from Kremlin Aggression Act of 2019). Issues impacting financial institutions and COVID-19 stimulus relief legislation, including: H.R.6201, Families First Coronavirus Response Act (P.L.116-127), H.R.748, CARES Act (P.L.116-136), H.R.6800, The Heroes Act, H.R.7010, Paycheck Protection Program Flexibility Act of 2020 (P.L.116-142), H.R.266, Paycheck Protection Program and Health Care Enhancement Act (P.L.116-139), S.4117, Paycheck Protection Small Business Forgiveness Act, The HEALS Act, H.R.8337, Continuing Appropriations Act, 2021 and Other Extensions Act, and H.R.133, Making consolidated appropriations for the fiscal year ending September 30, 2021, providing coronavirus emergency response and relief, and for other purposes (P.L.116-260), and H.R.6395, National Defense Authorization Act for Fiscal Year 2021.

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 7010 (116th), H.R. 6201 (116th), H.R. 6395 (116th), S. 4117 (116th), H.R. 748 (116th), H.R. 133 (116th), H.R. 266 (116th), H.R. 6800 (116th), H.R. 8337 (116th), H.R. 4344 (116th), S. 482 (116th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.