1st Quarter - Report

INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Firm
Client
Income
—
Expenses
$1,247,644
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

S. 347 Public Employee Pension Transparency Act S. 557 Public Good IRA Rollover Act of 2011 (tax-free charitable distributions) H.R. 567 Public Employee Pension Transparency Act H.R. 1140 Senior Citizens Income Security Act of 2011 (eliminate mandatory IRA withdrawals) Tax Deferral Limits for Retirement Plans

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
PETER J GUNAS —
ALLEN HUFFMAN —
DEAN R SACKETT —

Contacted: Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE

Bills named: S. 347 (112th), H.R. 567 (112th), H.R. 1140 (112th), S. 557 (112th)

Retirement RET

S. 267 Lifetime Income Disclosure Act H.R. 677 Lifetime Income Disclosure Act DOL Fiduciary Definition Target Date Funds 401(k) Fee Disclosure Securities Lending in Retirement Plans

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
PETER J GUNAS —
MICHAEL L HADLEY —
ALLEN HUFFMAN —
DEAN R SACKETT —

Contacted: Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL)

Bills named: S. 267 (112th), H.R. 677 (112th)

Budget/Appropriations BUD

FY2012 Financial Services and General Government Appropriations (SEC funding)

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
DEAN R SACKETT —

Contacted: Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

S. 366 Iran Transparency and Accountability Act of 2011 H.R. 31 Fannie Mae and Freddie Mac Accountability and Transparency for Taxpayers Act H.R. 344 Fiscal Responsibility Effective Enforcement Act of 2011 (municipal bonds) H.R. 653 Financial Information Privacy Act of 2011 H.R. 654 Do Not Track Me Online Act of 2011 H.R. 740 Iran Transparency and Accountability Act of 2011 H.R. 940 United States Covered Bond Act of 2011 H.R. 1182 GSE Bailout Elimination and Taxpayer Protection Act H.R. 1221 Equity in Government Compensation Act (GSEs) H.R. 1222 GSE Subsidy Elimination Act H.R. 1223 GSE Credit Risk Equitable Treatment Act H.R. 1224 Portfolio Risk Reduction Act (GSEs) H.R. 1225 GSE Debt Issuance Approval Act H.R. 1226 GSE Mission Improvement Act H.R. 1227 GSE Risk and Activities Limitation Act Money Market Mutual Funds

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
DEAN R SACKETT —
NETONIS WYBENSINGER New —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL)

Bills named: H.R. 1222 (112th), H.R. 344 (112th), H.R. 31 (112th), H.R. 654 (112th), H.R. 740 (112th), H.R. 1182 (112th), H.R. 1221 (112th), H.R. 1227 (112th), H.R. 1225 (112th), S. 366 (112th), H.R. 653 (112th), H.R. 940 (112th), H.R. 1223 (112th), H.R. 1226 (112th), H.R. 1224 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.