1st Quarter - Report

INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE

Firm
Client
Income
—
Expenses
$1,269,683
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

H.R. 78 - SEC Regulatory Accountability Act (Wagner) H.R. 238 - Commodity End-User Relief Act (Conaway) H.R. 910 - Fair Access to Investment Research Act of 2017 (Hill) H.R. 1219 - Supporting America's Innovators Act of 2017 (McHenry) H.R. 1366 - US Territories Investor Act of 2017 (Velazquez) Financial CHOICE Act (Hensarling) S. 223 - Senior Safe Act of 2017 (Collins) S. 327 - Fair Access to Investment Research Act of 2017 (Heller) S. 484 - US Territories Investor Protection Act of 2017 (Menendez) FSOC Review of Asset Management Sector for Potential SIFI Designations Financial Stability Board SEC Proposal on Electronic Delivery of Mutual Fund Shareholder Reports CFTC Rule 4.5 Money Market Mutual Funds Exchange-Traded Funds National Market System Plans Volcker Rule Antitrust Implications of Common Ownership

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
ALLEN HUFFMAN —
MICHELLE MESACK —
DEAN R SACKETT —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Labor, Dept of (DOL); Treasury, Dept of

Bills named: S. 484 (115th), S. 327 (115th), H.R. 1366 (115th), H.R. 78 (115th), H.R. 910 (115th), S. 223 (115th), H.R. 238 (115th), H.R. 1219 (115th)

Retirement RET

H.R. 854 - Reitrement SEcurity for American WOrkers Act (Buchanan) H.J. Res. 66 - Disapproving the DOL Rule on savings arrangements established by States (Walberg) H.J. Res. 67 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Rooney) S.J. Res. 32 - Disapproving the DOL Rule on savings arrangements established by States (Hatch) S.J. Res. 33 - Disapproving the DOL Rule on savings arrangements established by state political subdivisions (Hatch) DOL Fiduciary Rule Lifetime Income Disclosure

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
ELENA CHISM —
PETER J GUNAS —
ALLEN HUFFMAN —
MICHELLE MESACK —
DEAN R SACKETT —

Contacted: Treasury, Dept of; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.J.Res. 67 (115th), H.R. 854 (115th), H.J.Res. 66 (115th), S.J.Res. 33 (115th), S.J.Res. 32 (115th)

Budget/Appropriations BUD

FY18 Financial Services and General Government Appropriations Bill

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
MICHELLE MESACK —
DEAN R SACKETT —

Contacted: Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Taxation/Internal Revenue Code TAX

Preserving Retirement Savings Tax Incentives International Regulated Investment Company Tax-Exemption for Municipal Bond Interest Taxation of Derivatives ABLE Programs

LobbyistCovered position, as disclosed
DONALD C AUERBACH —
PETER J GUNAS —
ALLEN HUFFMAN —
DEAN R SACKETT —

Contacted: Treasury, Dept of; Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.