3rd Quarter - Report

NASDAQ, INC. for NASDAQ INC

Firm
Client
Income
—
Expenses
$520,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Monitoring legislation speaking to regulate AI, machine learning, and other tools used in the financial services arena; Transparency and accuracy of proxy advisors; Public company regulations; SEC climate disclosure rule. Legislative reforms to improve capital formation (Venture Exchange), H.R 1807, H.R. 2624, H.R. 2625, H.R. 2793, H.R. 2576, H.R. 2610, H.R. 2608, H.R. 2603, H.R. 6623 - Main Street Growth Act, legislation on 10-Q optionality; Highly skilled workforce issues, including immigration reform; Federal financial transaction tax: S. 1990 and H.R. 4119 - Tax on Wall Street Speculation Act; Digital asset regulatory reform, S. 2597 - Digital Commodities Consumer Protection Act; Equity market structure and SECs rulemaking on market structure, Regulation NMS, market data, regulation of Exchange pricing: SECs proposed elimination of volume based tiered pricing in the equities markets; Reform of SRO rulemaking; defend trading incentives such as exchange rebate programs Highlighting Nasdaqs anti-financial crime software solutions and policies aimed at those issues.

LobbyistCovered position, as disclosed
JAMEEL WILLIAM AALIM-JOHNSON —
TERRY G CAMPBELL —
LAURA NOLAN —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); SENATE

Bills named: H.R. 2793 (118th), H.R. 6623 (118th), H.R. 2608 (118th), H.R. 2610 (118th), H.R. 2625 (118th), H.R. 2624 (118th), H.R. 2576 (118th), H.R. 2603 (118th), S. 1990 (118th), S. 2597 (118th), H.R. 4119 (118th), H.R. 1807 (118th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.