3rd Quarter - Report

PORTERFIELD, FETTIG & SEARS, LLC for NASDAQ INC

Firm
Client
Income
$60,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

capital formation; corporate governance issues, including Sarbanes-Oxley; trading rules for options exchange; market structure and price transparancy; taxation of securities transactions; highly skilled workers, immigration; financial services reform

LobbyistCovered position, as disclosed
KIRSTEN T JOHNSON-OBEY —
ANDREW LOWENTHAL —
JASON PITCOCK —
LENDELL PORTERFIELD —
DAWN SEARS —
JILLIEN WILLIAMS —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.