3rd Quarter - Report

NORTHERN TRUST CORPORATION for NORTHERN TRUST CORPORATION

Period 3rd Quarter 2026 Filed Oct 20, 2026 Signed by Wayne S. Muldrow

Official filing
Firm
NORTHERN TRUST CORPORATION
Client
NORTHERN TRUST CORPORATION
Income
—
Expenses
$100,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Regulatory Capital Rule (Category I and II Banking Organizations, Trading Activity, 91 FR 14952): issues related to Sec. on Off-Balance Sheet Exposures revising the definition of commitment and applicable credit conversion factor. Dodd Frank Act; 12 U.S.C. Section 1844(b) & 1467(a)(g)(1): issues related to revision to Tier 1 Leverage Ratio in compliance with Section 171 of the Dodd Frank Act.

LobbyistCovered position, as disclosed
KELLY KING DIBBLE —

Contacted: Federal Reserve System; Treasury, Dept of; Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC)

Retirement RET

H.R. 2089 - Generating Retirement Ownership Through Long-Term Holding: issues related to Sec. 2 Deferral of reinvested capital gain dividends of regulated investment companies. H.R. 8338 - Safeguarding Americans Fairly Earned Retirement Act of 2026: issues related federal pre-emption override state seizure and liquidation of unclaimed securities, digital assets and investment accounts.

LobbyistCovered position, as disclosed
KELLY KING DIBBLE —

Contacted: HOUSE OF REPRESENTATIVES

Bills named: H.R. 2089 (119th), H.R. 8338 (119th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.