2nd Quarter - Report

UBS AMERICAS INC. for UBS AMERICAS INC

Period 2nd Quarter 2011 Filed Apr 13, 2012 Signed by John Savercool, Managing Director and Senior Lobbyist

Official filing
Firm
UBS AMERICAS INC.
Client
UBS AMERICAS INC
Income
—
Expenses
$240,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Real Estate Jobs and Investment Act Efforts to reform the tax code

LobbyistCovered position, as disclosed
PETER ROWAN —

Contacted: HOUSE OF REPRESENTATIVES; Transportation, Dept of (DOT); SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); Treasury, Dept of; Education, Dept of; Commodity Futures Trading Commission (CFTC)

Financial Institutions/Investments/Securities FIN

Regulatory Implementation of Dodd-Frank Wall Street Reform Act (swap provisions and fiduciary standards). Financing options concerning education loans 29 CFR Part 2510, RIN 1210-AB32- Definition of the term "Fiduciary" - Department of Labor Employee Benefits Security Administration HR 940. United States Covered Bond Act of 2011 National Infrastructure Bank Reform S. 652- Building and Upgrading Infrastructure for Long-Term Development H.R. 402 - National Infrastructure Development Bank Act of 2011 S. 963 - The American Infrastructure Investment Fund Act of 2011

LobbyistCovered position, as disclosed
ANANIAS BLOCKER —
LAURA FROEHLICH —
DICK RIBBENTROP —
PETER ROWAN —
JOHN SAVERCOOL —

Contacted: Commodity Futures Trading Commission (CFTC); Transportation, Dept of (DOT); Labor, Dept of (DOL); Education, Dept of; HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); Treasury, Dept of

Bills named: S. 963 (112th), H.R. 940 (112th), H.R. 402 (112th), S. 652 (112th)

Foreign entities

Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.

EntityCountryPrincipal place of businessOwnershipContribution declared
UBS AG Switzerland Switzerland 100.0% —

Affiliated organisations

OrganisationLocation
UBS FINANCIAL SERVICES Weehawken, NJ, US
UBS GLOBAL AM (AMERICAS) Chicago, IL, US
UBS SECURITIES LLC Stamford, CT, US

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.