1st Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Period 1st Quarter 2018 Filed Apr 19, 2018 Signed by Julie Bauer

Official filing
Firm
THE OPTIONS CLEARING CORPORATION
Client
OPTIONS CLEARING CORPORATION
Income
—
Expenses
$740,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; Impact of repealing Title VIII.

LobbyistCovered position, as disclosed
JULIE BAUER New —
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: Securities & Exchange Commission (SEC); SENATE; Federal Reserve System; Commodity Futures Trading Commission (CFTC); Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons.

LobbyistCovered position, as disclosed
JULIE BAUER New —
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: SENATE; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Federal Reserve System; HOUSE OF REPRESENTATIVES; Internal Revenue Service (IRS); Treasury, Dept of

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.