4th Quarter - Report — BLACKROCK FUNDS SERVICES GROUP, LLC for BLACKROCK FUNDS SERVICES GROUP LLC (2020)

Firm

BLACKROCK FUNDS SERVICES GROUP, LLC

Client

BLACKROCK FUNDS SERVICES GROUP LLC

Income

—

Expenses

$320,000

Expense method

A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Issues related to fiduciary standards, retirement security and savings, including related tax reforms, retirement income products and retirement income disclosures

Lobbyist	Covered position, as disclosed
RACHEL BARRY New	—
SAMANTHA DEZUR	—
KATHRYN FULTON	—
BARBARA NOVICK	—

Contacted: Labor, Dept of (DOL); Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Trade Commission (FTC); Export-Import Bank of the United States (EXIM Bank); Executive Office of the President (EOP); Securities & Exchange Commission (SEC); Overseas Private Investment Corp (OPIC); SENATE; Federal Reserve System; Commodity Futures Trading Commission (CFTC)

Taxation/Internal Revenue Code TAX

Issues related to tax reform; tax issues relating to individual and corporate taxes,including retirement savings incentives, mutual funds, and financial products.

Lobbyist	Covered position, as disclosed
SAMANTHA DEZUR	—
KATHRYN FULTON	—
BARBARA NOVICK	—

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); SENATE; Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); Executive Office of the President (EOP); Export-Import Bank of the United States (EXIM Bank); Overseas Private Investment Corp (OPIC); Federal Trade Commission (FTC); Federal Reserve System

Banking BAN

Dodd Frank implementation and reforms; FSOC process enhancement and stress testing; housing finance reform, including securitization; infrastructure financing; GSE reform; US capital markets structure; COVID-19 relief

Lobbyist	Covered position, as disclosed
SAMANTHA DEZUR	—
KATHRYN FULTON	—
BARBARA NOVICK	—

Contacted: Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; Federal Trade Commission (FTC); Overseas Private Investment Corp (OPIC); Securities & Exchange Commission (SEC); Executive Office of the President (EOP); Commodity Futures Trading Commission (CFTC); Export-Import Bank of the United States (EXIM Bank); Federal Reserve System; Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC)

Financial Institutions/Investments/Securities FIN

Financial regulatory reform/Dodd-Frank implementation including reviews mandated by Executive Order; OTC derivatives; CCPs (central clearing parties); data reporting harmonization, including international; liquidity risk management and stress testing, including role of international standard setting bodies. Issues related to "JOBS Act 3.0": including systemic risk (including designation process); US capital markets structure; exchange traded funds; money market mutual funds; implementation of e-delivery for mutual funds; corporate governance, including institutional investors and stewardship, and proxy reform proposals; foreign market access and foreign investment; fiduciary standards; COVID-19 relief

Lobbyist	Covered position, as disclosed
SAMANTHA DEZUR	—
KATHRYN FULTON	—
BARBARA NOVICK	—

Contacted: Federal Reserve System; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE; Federal Trade Commission (FTC); Export-Import Bank of the United States (EXIM Bank); Federal Deposit Insurance Corporation (FDIC); Executive Office of the President (EOP); Labor, Dept of (DOL); Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Overseas Private Investment Corp (OPIC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.