4th Quarter - Report — RAFFANIELLO & ASSOCIATES for INVESTMENT COMPANY INSTITUTE (2009)

Firm

RAFFANIELLO & ASSOCIATES

Client

INVESTMENT COMPANY INSTITUTE

Income

$40,000

Expenses

—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Stop Tax Haven Abuse Act S.506; HR1265 S. 1082 - GROWTH Act Legislation affecting Regulated Investment Companies

Lobbyist	Covered position, as disclosed
TIMOTHY LLOYD HANFORD	Tax Counsel, Committee on Ways and Means
PATRICK RAFFANIELLO	Chief of Staff, Congressman Bill Brewster

Bills named: S. 506 (111th), S. 1082 (111th), H.R. 1265 (111th)

Retirement RET

HR 2989 disclosures related to 401(k) plans

Lobbyist	Covered position, as disclosed
TIMOTHY LLOYD HANFORD	Tax Counsel, Committee on Ways and Means
PATRICK RAFFANIELLO	Chief of Staff, Congressman Bill Brewster

Bills named: H.R. 2989 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.