2nd Quarter - Report

RBS SECURITIES INC. for RBS SECURITIES, INC.

Period 2nd Quarter 2011 Filed Jul 20, 2011 Signed by Mary Lynn O'Neill, Managing Director Government Affairs

Official filing
Firm
RBS SECURITIES INC.
Client
RBS SECURITIES, INC.
Income
—
Expenses
$40,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Banking BAN

H.R. 940, United States Covered Bond Act of 2011, provisions related to treatment of covered bonds in the event of default; issues regarding Housing Finance Reform (no specific bill numbers); issues regarding risk retention requirements in Dodd/Frank (no specific bill numbers); issues regarding extra-territorial issues in Dodd/Frank (no specific bill numbers).

Foreign entity interest: The Royal Bank of Scotland, the parent company of RBS Securities, Inc., has an interest in all issues listed on line 16.

LobbyistCovered position, as disclosed
MARY LYNN O'NEILL —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 940 (112th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.