INVESTMENT COMPANY INSTITUTE for INVESTMENT COMPANY INSTITUTE
What was lobbied
4 issue areas, each in the filer's own words, with who lobbied on it and where.
Taxation/Internal Revenue Code TAX
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 2202, 2203) H.R. 6257 - Public Service Retirement Fairness Act (Panetta) S. 1431 - Retirement Security and Savings Act of 2019 (Portman) Annuities in DC Plans/Annuitization Automatic Retirement Plan Act (Neal) Capital Gains Taxation Financial Transaction Tax Portable Retirement and Investment Account Act (Himes) RIC tax return filing deadline extension relating to COVID-19 Retirement Plan Simplification and Enhancement Act (Neal) Preserving Retirement Savings Tax Incentives Tax Exemption for Municipal Bond Interest Tax Parity for US Mutual Funds Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| ELENA CHISM | — |
| KAREN LAU GIBIAN | — |
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KATHLEEN L MELLODY | — |
| DEAN R SACKETT | — |
Retirement RET
Receiving Electronic Statements to Improve Retiree Earnings Act Department of Labor Electronic Disclosure Rulemaking Department of Labor Fiduciary Rulemaking
| Lobbyist | Covered position, as disclosed |
|---|---|
| ANDREW GOLDENBAUM | — |
| PETER J GUNAS | — |
| ALLEN HUFFMAN | — |
| KATHLEEN L MELLODY | — |
| DEAN R SACKETT | — |
Budget/Appropriations BUD
FY 2021 Financial Services and General Government Appropriations Act
| Lobbyist | Covered position, as disclosed |
|---|---|
| KERRY COLE | — |
| KELLY HITCHCOCK | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Financial Institutions/Investments/Securities FIN
H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act (Sections 4003, 4008, 4010, 4015) H.R. 3561 - Financial Stability Oversight Council Improvement Act of 2019 (Foster) H.R. 3701 - Statute of Limitations for Certain SEC Actions (Gonzalez) H.R. 3987 - Alleviating Stress Test Burdens to Help Investors Act (Loudermilk) H.R. 4335 - 8-K Trading Gap Act of 2019 (Maloney) H.R. 4492 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Moore) H.R. 4895 - CFTC Reauthorization Act of 2019 (Peterson) S. 603 - Financial Stability Oversight Council Improvement Act of 2019 (Rounds) S. 733 - Consumer Financial Choice and Capital Markets Protection Act of 2019 (Toomey) S. 1200 - Secure and Fair Enforcement Banking Act of 2019 (Merkley) CFTC Rule 4.5 Closed-End Funds Consolidated Audit Trail Cross-Border Derivatives (Definition of US Person) Diverse Investment Advisers Act Environmental, Social, and Governance Investing Exchange-Traded Funds Housing Finance Reform Money Market Mutual Fund Liquidity Facility and other Federal Reserve Facilities Mutual Fund Litigation Reform Act (Emmer) Proxy Advisory Firms/Proxy Voting Retail Investor Access to Private Offerings SEC Cybersecurity and Data Protection
| Lobbyist | Covered position, as disclosed |
|---|---|
| KERRY COLE | — |
| KELLY HITCHCOCK | — |
| KATHLEEN L MELLODY | — |
| CYNTHIA PULLOM | — |
| DEAN R SACKETT | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.