Registration - Amendment
THE RABEN GROUP for UBS SECURITIES LLC
Firm
Client
Income
—
Expenses
—
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Exploration of issues relating to privatization of state assets and federal limits thereon.
| Lobbyist | Covered position, as disclosed |
|---|---|
| PATRICIA FIRST New | — |
| ROBERT RABEN New | — |
Foreign entities
Foreign owners and affiliates the filer disclosed. Amounts are as declared on this filing.
| Entity | Country | Principal place of business | Ownership | Contribution declared |
|---|---|---|---|---|
| UBS AG | Switzerland | Switzerland | 32.0% | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.