3rd Quarter - Report

HSBC TECHNOLOGY AND SERVICES USA INC. for HSBC TECHNOLOGY AND SERVICES USA INC.

Firm
Client
Income
—
Expenses
$585,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Trade (domestic/foreign) TRD

Export-Import Bank Reauthorization.

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issue above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC); Treasury, Dept of; SENATE; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC)

Banking BAN

Volcker Rule as it relates to foreign funds. Large bank regulation including structure, prudential regulation and resolution authority. SEC cross border rules. Redefinition of "fiduciary" as it applies to investment advice. Pending Margin Rules related to Internal Risk Management Trades, HR 22, the DRIVE ACt - reduction of Federal Reserve stock dividends, the FDIC Brokered Deposits FAQ.

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; Office of the Comptroller of the Currency (OCC); HOUSE OF REPRESENTATIVES; SENATE; Commodity Futures Trading Commission (CFTC); Federal Deposit Insurance Corporation (FDIC)

Bills named: H.R. 22 (114th)

Taxation/Internal Revenue Code TAX

Foreign Accounts Tax Compliance Act (FATCA) - particularly the need for signed intergovernmental agreements.

Foreign entity interest: As the parent of HSBC-North America, HSBC Holdings, plc, has interests in the issues above.

LobbyistCovered position, as disclosed
MONIQUE FRAZIER —
THOMAS ROSENKOETTER —
JANET G ST AMAND —

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); Securities & Exchange Commission (SEC); SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.