THE CHARLES SCHWAB CORPORATION for CHARLES SCHWAB CORPORATION
What was lobbied
3 issue areas, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
SEC proposals on Equity Market Structure Reform, including Regulation Best Execution (File No. S7-32-22), Order Competition Rule (File No. S7-31-22), Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders (File No. S7-30-22) and Disclosure of Order Execution Information (File No. S7-29-22). SEC Proposed Rule on Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers (File No. S7-12-23). Legislative proposals related to electronic delivery.
| Lobbyist | Covered position, as disclosed |
|---|---|
| JEFF BROWN | — |
| SCOTT ECKEL | — |
| PETER S. ROBERSON | — |
| MICHAEL TOWNSEND | — |
Banking BAN
Federal Reserve Proposed Rule on Long-Term Debt Requirements for Large Bank Holding Companies, Certain Intermediate Holding Companies of Foreign Banking Organizations, and Large Insured Depository Institutions (RIN 7100-AG66).
| Lobbyist | Covered position, as disclosed |
|---|---|
| JEFF BROWN | — |
| SCOTT ECKEL | — |
| PETER S. ROBERSON | — |
Retirement RET
Department of Labor Proposed Retirement Security Rule (RIN 1210-AC02).
| Lobbyist | Covered position, as disclosed |
|---|---|
| JEFF BROWN | — |
| SCOTT ECKEL | — |
| PETER S. ROBERSON | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.