1st Quarter - Report

FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Firm
Client
Income
—
Expenses
$560,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), capital and liquidity standards; and Section 171 (Leverage and Risk-Based Capital Requirements) Issues related to the enhanced supplementary leverage ratio Issues related to the capital surcharge for global systemically important banks Issues related to the Stress Capital Buffer framework Prudential regulatory matters with the U.S. agencies and international standard-setting bodies, including Basel III capital and liquidity framework Issues related to the OCCs NPRM regarding fair access to financial services Public Law 117-6 - PPP Extension Act of 2021 S.__ - To provide that all persons shall be entitled to the full and equal enjoyment of the goods, services, facilities, privileges, and accommodations of financial institutions S. 2903 / H.R. 5194 - Climate Change Financial Risk Act of 2019 H.R. 4966 - Greater Supervision In Banking Act of 2019 or GSIB Act of 2019 H.R. __ - To deem certain references to the London Interbank Offered Rate (LIBOR) as referring to a replacement benchmark rate if LIBOR is no longer available, and for other purposes S. 4117 / H.R. 7777 - Paycheck Protection Small Business Forgiveness Act H.R. 5084 - Improving Corporate Governance through Diversity Act of 2019 S.4775 - Delivering Immediate Relief to Americas Families, Schools, and Small Business Act

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
BRETT QUICK —

Contacted: White House Office; Consumer Financial Protection Bureau (CFPB); Federal Reserve System; SENATE; Commodity Futures Trading Commission (CFTC); Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC)

Bills named: H.R. 7777 (117th), S. 4117 (117th), H.R. 5084 (117th), S. 2903 (117th), S. 4775 (117th), H.R. 4966 (117th), H.R. 5194 (117th)

Taxation/Internal Revenue Code TAX

General issues related to corporate and international tax reform, and taxation of financial products S. 647 / H.R. 1516 - Wall Street Tax Act of 2019 Issues related to a bank tax

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
BRETT QUICK —

Contacted: Securities & Exchange Commission (SEC); Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); White House Office; Consumer Financial Protection Bureau (CFPB); Office of the Comptroller of the Currency (OCC); Federal Reserve System; HOUSE OF REPRESENTATIVES; SENATE; Commodity Futures Trading Commission (CFTC)

Bills named: S. 647 (117th), H.R. 1516 (117th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.