2nd Quarter - Report

NAPPI & HOPPE, LLC for OPTIONS CLEARING CORPORATION

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Clearing and risk management for listed options, futures and OTC derivatives; futures and securities regulatory restucturing;Dodd-Frank Act implementation; governance and risk management requirements for DCOs and Clearing Agencies.

LobbyistCovered position, as disclosed
RODNEY HOPPE —
CHRISTOPHER MATTHIESEN —
DOUGLAS NAPPI —

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.