VANGUARD GROUP for VANGUARD GROUP

Taxation/Internal Revenue Code TAX

H.R. 4191 - Let Wall Street Pay for the Restoration of Main Street Act of 2009 H.R. 4337 - Regulated Investment Company Modernization Act of 2010 General tax issues related to mutual funds and tax incentives for retirement savings

Contacted: Labor, Dept of (DOL); SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 4191 (111th), H.R. 4337 (111th)

Retirement RET

H.R. 2989 - 401(k) Fair Disclosure and Pension Security Act of 2009 H.R. 1984 - 401(k) Fair Disclosure and Pension Security Act of 2009 H.R. 2021 - Savings Recovery Act of 2009 (Please see addendum page) H.R. 2779 - Defined Contribution Plan Fee Transparency Act of 2009 H.R. 1988 - Conflicted Investment Advice Prohibition Act of 2009 H.R. 4213 - Unemployment Compensation Extension Act of 2010 H.R. 3760 - Home Buyer Tax Credit Act of 2009 H.R. 6099 - Automatic IRA Act of 2010 H.R. 4742 - SAVE Act of 2009 H.R. 4126 - Retirement Fairness Act of 2009 S. 401 - Defined Contribution Fee Disclosure Act of 2009 Proposals to reform the defined contribution plan system Proposals to mandate workplace savings arrangements for employees without access to employer retirement plans, including automatic IRAs Proposals related to expansion of SIMPLE IRAs, establishment of discretionary payroll deduction IRAs, and creation of new qualified retirement plans for small business Issues related to retirement target date funds Issues related to retirement income Issues related to delivery of advice to participants in qualified retirement plans Issues related to investment choices in qualified retirement plans

Contacted: Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE; Commodity Futures Trading Commission (CFTC)

Bills named: H.R. 1984 (111th), H.R. 4742 (111th), H.R. 4126 (111th), H.R. 2021 (111th), H.R. 6099 (111th), H.R. 2779 (111th), S. 401 (111th), H.R. 4213 (111th), H.R. 3760 (111th), H.R. 2989 (111th), H.R. 1988 (111th)

Financial Institutions/Investments/Securities FIN

H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 1669 - Federal Municipal Bond Marketing Support and Securitization H.R. 2589 - Municipal Bond Insurance Enhancement Act of 2009 (see attached addendum page) H.R. 2551 - Municipal Market Liquidity Enhancement Act of 2009 H.R. 2549 - Municipal Bond Fairness Act H.R. 1754 - Financial System Stabilization and Reform Act of 2009 H.R. 1349 - Federal Accounting Oversight Board Act of 2009 H.R. 1728 - Mortgage Reform and Anti-Predatory Lending Act H.R. 1106 - Helping Families Save Their Homes Act of 2009 H.R. 3126 - Consumer Financial Protection Agency Act of 2009 S. 895 - Helping Families Save Their Homes Act of 2009 S. 896 - Helping Families Save Their Homes Act of 2009 (amendment #1019 re safe harbor provisions) S. 664 - Financial System Stabilization and Reform Act of 2009 S. 722 - Taxpayer Certainty and Relief Act of 2009 S. 3217 - Restoring American Financial Stability Act of 2010 OTC derivatives trading Legislation and regulations affecting the mutual fund industry Proposals relating to money market funds Issues relating to market structure matters Issues relating to target date funds Issues relating to investment advice

Contacted: HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); SENATE; Commodity Futures Trading Commission (CFTC); Labor, Dept of (DOL)

Bills named: H.R. 2551 (111th), H.R. 4173 (111th), H.R. 1349 (111th), S. 722 (111th), S. 664 (111th), H.R. 1669 (111th), H.R. 3126 (111th), H.R. 2589 (111th), H.R. 1754 (111th), H.R. 1728 (111th), S. 896 (111th), H.R. 2549 (111th), H.R. 1106 (111th), S. 895 (111th), S. 3217 (111th)