3rd Quarter - Report

PUBLIC CITIZEN for PUBLIC CITIZEN

Firm
Client
Income
—
Expenses
$60,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

10 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

HR 5745-financial transaction tax (main street first),

LobbyistCovered position, as disclosed
SUSAN ELAINE HARLEY —

Contacted: Office of Management & Budget (OMB); Director of National Intelligence (ODNI); SENATE; Occupational Safety & Health Administration (OSHA); HOUSE OF REPRESENTATIVES; White House Office; Office of Special Counsel; Securities & Exchange Commission (SEC); Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); Justice, Dept of (DOJ); Office of the Comptroller of the Currency (OCC)

Bills named: H.R. 5745 (114th)

Banking BAN

Dodd Frank Section 956, HR 5983-CHOICE Act, To big to jail/non prosecutions, S-1709 21st Century Glass Steagall act of 2015, HR 5424-Investment Advisors Modernization Act of 2016, HR 4852- Private Placement Improvement Act of 2016, HR 4850-Micro offering Safe Harbor Act, HR 2357-Accelerating acces to Capital Act of 2015, SEC political disclosure rule, Getting SEC rider out of the budget, Wells Fargo scandal and opposing Henserling Financial Deregulatory bill, Banning forced arbitration,

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
SUSAN ELAINE HARLEY —
BARTLETT NAYLOR —

Contacted: Office of Management & Budget (OMB); Office of Special Counsel; Treasury, Dept of; White House Office; SENATE; Justice, Dept of (DOJ); Securities & Exchange Commission (SEC); Occupational Safety & Health Administration (OSHA); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; Office of the Comptroller of the Currency (OCC); Director of National Intelligence (ODNI)

Bills named: H.R. 4850 (114th), H.R. 4852 (114th), H.R. 5424 (114th), H.R. 5983 (114th), H.R. 2357 (114th)

Health Issues HCR

S 2978-Protect Continuing Physician Education & Patient Care Act, Cures/Innovations, Drug Pricing spikes, Medicare Part B Rx prices demo, PDUFA-Prescription Drug User Fee Act

LobbyistCovered position, as disclosed
VIJAY DAS —
SUSAN ELAINE HARLEY —

Contacted: SENATE; Justice, Dept of (DOJ); Federal Deposit Insurance Corporation (FDIC); Office of Special Counsel; Office of Management & Budget (OMB); Occupational Safety & Health Administration (OSHA); Treasury, Dept of; Director of National Intelligence (ODNI); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; White House Office; Office of the Comptroller of the Currency (OCC)

Budget/Appropriations BUD

Clean budget free of policy riders, SEC rider removal, continuing resolution,

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
SUSAN ELAINE HARLEY —

Contacted: Office of the Comptroller of the Currency (OCC); Office of Management & Budget (OMB); SENATE; White House Office; Director of National Intelligence (ODNI); Federal Deposit Insurance Corporation (FDIC); Justice, Dept of (DOJ); HOUSE OF REPRESENTATIVES; Office of Special Counsel; Securities & Exchange Commission (SEC); Occupational Safety & Health Administration (OSHA); Treasury, Dept of

Government Issues GOV

S 2738-Political Intelligence Transparency Act, Foreign Agents Registration Act (FARA), Revolving door ethics rule for the House, Disclosure of negotiations for future employment, Congressional ethics rules for the 115th Congress, The We the People package to secure America's future package, Agency open government plans, Transparency in Government Act,

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
SUSAN ELAINE HARLEY —
CRAIG HOLMAN —

Contacted: Treasury, Dept of; Office of Special Counsel; Securities & Exchange Commission (SEC); Office of Management & Budget (OMB); Justice, Dept of (DOJ); HOUSE OF REPRESENTATIVES; Occupational Safety & Health Administration (OSHA); Director of National Intelligence (ODNI); Federal Deposit Insurance Corporation (FDIC); SENATE; White House Office; Office of the Comptroller of the Currency (OCC)

Labor Issues/Antitrust/Workplace LBR

Whistleblower issues-FY 2017 NDAA, Intelligence community & Military Whistleblower issues, Safe patient handling, General worker safety issue overview, Child labor in Tobacco Agriculture,

LobbyistCovered position, as disclosed
EMILY GARDNER —

Contacted: Federal Deposit Insurance Corporation (FDIC); Justice, Dept of (DOJ); Office of Management & Budget (OMB); SENATE; Office of Special Counsel; Treasury, Dept of; Director of National Intelligence (ODNI); HOUSE OF REPRESENTATIVES; White House Office; Office of the Comptroller of the Currency (OCC); Occupational Safety & Health Administration (OSHA); Securities & Exchange Commission (SEC)

Trade (domestic/foreign) TRD

TPP,

LobbyistCovered position, as disclosed
LORI WALLACH —

Contacted: Office of Management & Budget (OMB); Federal Deposit Insurance Corporation (FDIC); Justice, Dept of (DOJ); Director of National Intelligence (ODNI); Office of the Comptroller of the Currency (OCC); Treasury, Dept of; Office of Special Counsel; SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; White House Office; Occupational Safety & Health Administration (OSHA)

Law Enforcement/Crime/Criminal Justice LAW

Prosecution of bank criminals

LobbyistCovered position, as disclosed
SUSAN ELAINE HARLEY —

Contacted: HOUSE OF REPRESENTATIVES; Justice, Dept of (DOJ); Office of the Comptroller of the Currency (OCC); Federal Deposit Insurance Corporation (FDIC); Office of Special Counsel; White House Office; Treasury, Dept of; Securities & Exchange Commission (SEC); Occupational Safety & Health Administration (OSHA); Director of National Intelligence (ODNI); Office of Management & Budget (OMB); SENATE

Consumer Issues/Safety/Products CSP

Regulatory reform, HR 4768-Signature of Powers Restoration Act of 2016, HR 3438-Review Act of 2016, HR 5526-Regulatory Integrity Act of 2016, Education Arbitration, HR 5063-Stop Settlement Slush Funds Act of 2016, CMS rule re: forced arbitration in nursing home admittance contracts,

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
SUSAN ELAINE HARLEY —
AMIT NARANG —

Contacted: Office of Special Counsel; Office of Management & Budget (OMB); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; White House Office; Occupational Safety & Health Administration (OSHA); Justice, Dept of (DOJ); Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Director of National Intelligence (ODNI)

Bills named: H.R. 3438 (114th), H.R. 5063 (114th), H.R. 5526 (114th), H.R. 4768 (114th)

Financial Institutions/Investments/Securities FIN

S 1779-Financial Services Conflict of Interest Act, S 2738/HR 4809-Political Intelligence Transparency Act, Political disclosure rule,

LobbyistCovered position, as disclosed
LISA JEAN GILBERT —
CRAIG HOLMAN —

Contacted: Office of Management & Budget (OMB); SENATE; Office of Special Counsel; Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); White House Office; Occupational Safety & Health Administration (OSHA); Justice, Dept of (DOJ); Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Director of National Intelligence (ODNI)

Bills named: H.R. 4809 (114th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.