NASDAQ, INC. for NASDAQ INC
A later version of this report replaces this one, so LegiList's totals use the current version instead. This page shows this version exactly as filed.
Versions of this report
Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.
| Filing | Filed | Amount | Counted |
|---|---|---|---|
| Mid-Year Report (this page) | Aug 9, 2007 | $300,000 | Replaced |
| Mid-Year Amendment | Aug 18, 2009 | $300,000 | Yes |
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Financial Institutions/Investments/Securities FIN
Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards Capital formation process in the United States Effects of hedge fund regulation on US markets and trading volumes Treatment of investment company and private equity firms Trading rules for options exchanges Security index products, exchange traded funds, and other index-based products SEC implementation of Regulation NMS SEC reform of self-regulatory organizations Global exchange consolidation, including NASDAQ mergers/acquisitions Securities issuances under Section 144a of the Securities Act of 1933 Proprietary ownership and distribution of market data Symbology
| Lobbyist | Covered position, as disclosed |
|---|---|
| TERRY G CAMPBELL | N/A |
| JAMES L JOHNSON | N/A |
| ROBIN WEISMAN | N/A |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.