1st Quarter - Report — SIFF & ASSOCIATES PLLC for FMR LLC (2021)

Firm

SIFF & ASSOCIATES PLLC

Client

FMR LLC

Income

$30,000

Expenses

—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Retirement RET

Department of Labor proposed rule regarding "Financial Factors in Selecting Plan Investments" (85 Fed. Reg. 39113, June 30, 2020). Department of Labor proposed class exemption regarding "Improving Investment Advice for Workers and Retirees" (85 Fed. Reg. 40834, July 7, 2020). Department of Labor "Prohibited Transaction Exemption 2020-02, Improving Investment Advice for Workers & Retirees" (85 Fed. Reg. 82798, December 18, 2020).

Lobbyist	Covered position, as disclosed
ANDREW SIFF	—

Contacted: Treasury, Dept of; SENATE; Labor, Dept of (DOL)

Financial Institutions/Investments/Securities FIN

Implementation of H. Rept. 116-617 Conference Report to accompany H.R. 6395, the National Defense Authorization Act for Fiscal Year 2021 (Pub. L. 116-283); Title LXIV, establishing beneficial ownership information reporting requirements.

Lobbyist	Covered position, as disclosed
ANDREW SIFF	—

Contacted: SENATE; Labor, Dept of (DOL); Treasury, Dept of

Bills named: H.R. 6395 (117th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.