1st Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Period 1st Quarter 2015 Filed Apr 14, 2015 Signed by Joe Corcoran

Official filing
Firm
THE OPTIONS CLEARING CORPORATION
Client
OPTIONS CLEARING CORPORATION
Income
—
Expenses
$332,690
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of Dodd-Frank Wall Street Reform and Consumer Protection Act; impact of bank regulatory capital rules on listed options market; Plan to increase equity capital at OCC.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
JAMES HALL New —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Treasury, Dept of

Taxation/Internal Revenue Code TAX

Proposed IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons; House Ways and Means Committee Draft Financial Products Tax Reform Legislation.

LobbyistCovered position, as disclosed
JOSEPH P CORCORAN —
JAMES HALL New —

Contacted: Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.