3rd Quarter - Report

FINANCIAL PLANNING ASSN (FPA) for FINANCIAL PLANNING ASSN (FPA)

Firm
Client
Income
—
Expenses
$90,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

SEC's RAND Report- Investor and Industry Perspectives on Investment Advisers and Broker-Dealers; Treasury Department Review of Regulatory Structure Associated with Financial Institutions; SEC Release Nos. 33-8933, 34-58022- Indexed Annuities and Certain Other Insurance Contracts; SEC Release No. 2653-Temporary Rule Regarding Principal Trades with Certain Advisory Clients

LobbyistCovered position, as disclosed
DANIEL BARRY —
DAVID A COHEN —
PHILLIPS HINCH New Legislative Assistant, Committee on Ways & Mean
DUANE R THOMPSON —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Taxation/Internal Revenue Code TAX

H.R. 1424, Emergency Economic Stabilization Act of 2008- AMT patch and various tax extenders, including State Sales tax deduction and IRA Rollover provision; H.R. 7060-Various tax extenders, including State Sales tax deduction and IRA Rollover provision; H.R. 7005- AMT Patch

LobbyistCovered position, as disclosed
PHILLIPS HINCH New Legislative Assistant, Committee on Ways & Means

Contacted: SENATE; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES

Bills named: H.R. 7005 (110th), H.R. 1424 (110th), H.R. 7060 (110th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.