2nd Quarter - Report

FERGUSON STRATEGIES, LLC for NASDAQ (FORMERLY NASDAQ OMX GROUP)

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Financial services, including transparency and conflicts of interest in the proxy advisory industry, capital markets structure, and policy issues relating to SEC conflicts minerals regulation.

LobbyistCovered position, as disclosed
ADAM HIGGINS —
CHRIS JONES —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Taxation/Internal Revenue Code TAX

Policy issues relating to comprehensive corporate tax reform, including repatriation, and the tax treatment of securities transactions and options contracts.

LobbyistCovered position, as disclosed
ADAM HIGGINS —
CHRIS JONES —

Contacted: SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.