1st Quarter - Report
DAVIS & HARMAN LLP for BROKER/DEALER COORDINATION GROUP
Firm
Income
$20,000
Expenses
—
What was lobbied
One issue area, each in the filer's own words, with who lobbied on it and where.
Retirement RET
Issues related to the effect of the Department of Labor's fiduciary definition regulation and coordination of such regulation with possible SEC action on broker/dealer standard of care. Legislative proposals to address the fiduciary issue. Preemption of state fiduciary rules. H.R. 1815, SEC Disclosure Effectiveness Testing Act.
| Lobbyist | Covered position, as disclosed |
|---|---|
| CHRIS L GASTON | Chief of Staff, Representative Rush Holt |
| RANDOLF HURST HARDOCK | — |
| KENT A MASON | — |
| VANDA B. MCMURTRY | — |
Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.