2nd Quarter - Amendment

MANAGED FUNDS ASSOCIATION for MANAGED FUNDS ASSOCIATION

Firm
Client
Income
—
Expenses
$920,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

Versions of this report

Every filing the register holds for this firm, client and period, oldest first. The most recent one is the version LegiList counts.

Filing Filed Amount Counted
2nd Quarter - Report Jul 20, 2009 $900,000 Replaced
2nd Quarter - Amendment Oct 21, 2009 $950,000 Replaced
2nd Quarter - Amendment (this page) Feb 11, 2011 $920,000 Yes

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments. S. 447 To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes S. 344 To require hedge funds to register with the SEC S.298 To establish a Financial Markets Commission, and for other purposes S. 272 Derivatives Trading Integrity Act of 2009 To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading H.R. 977 Derivatives Markets Transparency and Accountability Act of 2008 H.R.711 To amend the Investment Advisers Act of 1940 to remove the registration exception for certain investment advisors with less than 15 clients H.R.713 To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry S. 1276 To require investment advisers to private funds, including hedge funds, private equity funds, venture capital funds, and others to register with the Securities and Exchange Commission, and for other purposes H.R 74 To establish the Financial Oversight Commission, and for other purposes H.R. 3145 To amend the securities laws to prohibit credit default swaps and to provide the Securities and Exchange Commission with authority to regulate swap agreements

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER New Member of Congress
LOUIS A COSTANTINO —
JOHN G GAINE —
ROGER M HOLLINGSWORTH —
STUART J KASWELL —
DAVID M LANDERS —

Contacted: SENATE; Treasury, Dept of; Internal Revenue Service (IRS); Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Agriculture, Dept of (USDA); HOUSE OF REPRESENTATIVES

Bills named: H.R. 713 (111th), S. 344 (111th), H.R. 3145 (111th), S. 447 (111th), H.R. 711 (111th), H.R. 74 (111th), S. 298 (111th), H.R. 977 (111th), S. 272 (111th), S. 1276 (111th)

Agriculture AGR

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislative and regulatory measures and Congressional studies affecting the hedge fund industry and other alternative investments S. 447 To amend the Commodity Exchange Act to prevent excessive price speculation with respect to energy and agricultural commodities, and for other purposes S.298 To establish a Financial Markets Commission, and for other purposes S. 272 Derivatives Trading Integrity Act of 2009 To amend the Commodity Exchange Act to Require On-Exchange Derivatives Trading H.R. 977 Derivatives Markets Transparency and Accountability Act of 2008 H.R.713 To require the President's Working Group on Financial Markets to conduct a study on the hedge fund industry

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER New Member of Congress
LOUIS A COSTANTINO —
ROGER M HOLLINGSWORTH —
STUART J KASWELL —
DAVID M LANDERS —

Contacted: Labor, Dept of (DOL); Agriculture, Dept of (USDA); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC); Internal Revenue Service (IRS)

Bills named: S. 447 (111th), S. 298 (111th), H.R. 713 (111th), H.R. 977 (111th), S. 272 (111th)

Taxation/Internal Revenue Code TAX

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments. S. 506 Stop Tax Haven Abuse Act S. 31 To amend the Internal Revenue Code of 1986 with respect to the proper tax treatment of certain indebtedness discharged in 2009 or 2010, and for other purposes H.R.1935 To amend the Internal Revenue Code of 1986 to provide for the treatment of partnership interests held by partners providing services H.R. 1068 To amend the Internal Revenue Code of 1986 to impose a tax on certain securities transactions to the extent required to recoup the net cost of the Troubled Asset Relief Program H.R. 1265 To restrict the use of offshore tax havens and abusive tax shelters H.R. 768 To establish a commission on the tax and fiscal implications of the regulation of financial products and arrangements and to study the current financial crisis, its causes and impact on Federal deficit and tax revenues

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER New Member of Congress
LOUIS A COSTANTINO —
JOHN G GAINE —
ROGER M HOLLINGSWORTH —
STUART J KASWELL —
DAVID M LANDERS —

Contacted: Treasury, Dept of; SENATE; Labor, Dept of (DOL); Agriculture, Dept of (USDA); Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Bills named: H.R. 1265 (111th), H.R. 1068 (111th), H.R. 1935 (111th), S. 506 (111th), S. 31 (111th), H.R. 768 (111th)

Retirement RET

Meetings and calls with Members and staff of House and Senate Committees and agency officials concerning possible legislation and regulatory measures and Congressional studies affecting hedge funds and other alternative investments. H.R.712 To amend title I of the Employee Retirement Income Security Act of 1974 to require in the annual report of each defined benefit pension plan disclosure of plan investments in hedge funds

LobbyistCovered position, as disclosed
BENJAMIN ALLENSWORTH —
RICHARD H BAKER New Member of Congress
LOUIS A COSTANTINO —
JOHN G GAINE —
ROGER M HOLLINGSWORTH —
STUART J KASWELL —
DAVID M LANDERS —

Contacted: Securities & Exchange Commission (SEC); Labor, Dept of (DOL); SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Agriculture, Dept of (USDA); Internal Revenue Service (IRS)

Bills named: H.R. 712 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.