4th Quarter - Report

TD AMERITRADE HOLDING CORPORATION for TD AMERITRADE HOLDING CORPORATION

Firm
Client
Income
—
Expenses
$60,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Market structure; Securities transaction tax; fiduciary duty standard for securities broker-dealers; regulatory oversight of registered investment advisors; market data.

LobbyistCovered position, as disclosed
ELLEN LS KOPLOW —
JOHN S MARKLE —
CHRISTOPHER T NAGY —

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.