3rd Quarter - Report

NAPPI & HOPPE, LLC for OPTIONS CLEARING CORPORATION

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Taxation/Internal Revenue Code TAX

Issues related to the 60/40 long term short term capital gains tax issues related to positions held in options accounts

LobbyistCovered position, as disclosed
RODNEY HOPPE Press Secretary, House Energy and Commerce Com
DOUGLAS NAPPI Chief Counsel, Senate Banking Committee

Contacted: Federal Deposit Insurance Corporation (FDIC); Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES; Federal Reserve System; Securities & Exchange Commission (SEC)

Financial Institutions/Investments/Securities FIN

Securities Investor Protection Act of 1970, seeking an amendment to portfolio margining; Clearing and risk management for over-the-counter derivatives; Futures and securities regulatory restructuring; H.R. 1068, Let Wall Street Pay for Wall Street's Bailout act of 2009, H.R. 977, Derivatives Markets Transparency and Accountability Act of 2009. S. 605, a bill to require the Securities and Exchange Commission to reinstate the uptick rule and effectively regulate abusive short selling activities.

LobbyistCovered position, as disclosed
RODNEY HOPPE Press Secretary, House Energy and Commerce Co
DOUGLAS NAPPI Chief Counsel, Senate Banking Committee

Contacted: Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Federal Reserve System

Bills named: H.R. 1068 (111th), S. 605 (111th), H.R. 977 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.