3rd Quarter - Report

PORTERFIELD, FETTIG & SEARS, LLC for NASDAQ INC

Firm
Client
Income
$70,000
Expenses
—

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform; implementation and expansion of the JOBS Act/capital formation agenda and price transparency; proprietary ownership and distribution of market data; corporate governance issues; computer trading; venture exchange; immunity issues; digital assets.

LobbyistCovered position, as disclosed
BRYAN BLOM —
DWIGHT FETTIG —
CHRIS MANEVAL —
LENDELL PORTERFIELD —
DAWN SEARS —
ABIGAIL V TRUHART —

Contacted: HOUSE OF REPRESENTATIVES; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.