1st Quarter - Report

RBC CAPITAL MARKETS, LLC for RBC CAPITAL MARKETS, LLC

Period 1st Quarter 2022 Filed Apr 20, 2022 Signed by Shawn Maher

Official filing
Firm
RBC CAPITAL MARKETS, LLC
Client
RBC CAPITAL MARKETS, LLC
Income
—
Expenses
$400,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting. Issues related to potential reforms to Community Reinvestment Act regulations. Issues related to legislation regarding the LIBOR transition.

Foreign entity interest: Issues related to climate risk management principles and potential guidance. Issues related to Dodd-Frank Act Section 1071 regarding small business loan reporting. Issues related to potential reforms to Community Reinvestment Act regulations. Issues related to legislation regarding the LIBOR transition.

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: Office of the Comptroller of the Currency (OCC); Treasury, Dept of; Federal Deposit Insurance Corporation (FDIC); HOUSE OF REPRESENTATIVES; SENATE; Securities & Exchange Commission (SEC); Federal Reserve System

Taxation/Internal Revenue Code TAX

Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT).

Foreign entity interest: Issues related to tax reform, including the Low Income Housing Tax Credit (LIHTC), the deductibility of tax refunding bonds, private activity bonds, direct-pay bonds, bank-qualified bonds, infrastructure finance, the cap on federal deduction for state and local taxes (SALT), revisions to the Base Erosion Anti-Abuse Tax (BEAT).

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE

Financial Institutions/Investments/Securities FIN

Issues related to market structure, including Regulation NMS. Issues related to ESG/climate disclosures. Issues related to SEC Regulation Best Interest. Issues related to SEC Rule 15c2-11.

Foreign entity interest: Issues related to market structure, including Regulation NMS. Issues related to ESG/climate disclosures. Issues related to SEC Regulation Best Interest. Issues related to SEC Rule 15c2-11.

LobbyistCovered position, as disclosed
SHAWN MAHER —

Contacted: SENATE; HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.