4th Quarter - Report

MINDSET ADVOCACY, LLC for MANAGED FUNDS ASSOCIATION

Firm
Client
Income
$30,000
Expenses
—

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Legislation and regulation impacting alternative investment vehicles

LobbyistCovered position, as disclosed
LANGSTON EMERSON Senior Legislative Assistant, Rep. Michael Capuano; Legislative Assistant, Rep. Carolyn Kilpatrick
BRANT IMPERATORE Senior Counsel, House Financial Services Committee
WILLIAM CAMPBELL KING MUELLER Deputy Assistant Secretary, Banking and Finance

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Executive Office of the President (EOP); Treasury, Dept of

Commodities (big ticket) CDT

CEA Reauthorization

LobbyistCovered position, as disclosed
LANGSTON EMERSON Senior Legislative Assistant, Rep. Michael Capuano; Legislative Assistant, Rep. Carolyn Kilpatrick
BRANT IMPERATORE Senior Counsel, House Financial Services Committee
WILLIAM CAMPBELL KING MUELLER Deputy Assistant Secretary, Banking and Finance

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP); SENATE

Taxation/Internal Revenue Code TAX

Carried interest - enterprise value

LobbyistCovered position, as disclosed
LANGSTON EMERSON Senior Legislative Assistant, Rep. Michael Capuano; Legislative Assistant, Rep. Carolyn Kilpatrick
WILLIAM CAMPBELL KING MUELLER Deputy Assistant Secretary, Banking and Finance

Contacted: HOUSE OF REPRESENTATIVES; SENATE; Executive Office of the President (EOP); Treasury, Dept of

Bankruptcy BNK

Investor rights/legal certainty

LobbyistCovered position, as disclosed
LANGSTON EMERSON Senior Legislative Assistant, Rep. Michael Capuano; Legislative Assistant, Rep. Carolyn Kilpatrick
BRANT IMPERATORE Senior Counsel, House Financial Services Committee
WILLIAM CAMPBELL KING MUELLER Deputy Assistant Secretary, Banking and Finance

Contacted: SENATE; Treasury, Dept of; HOUSE OF REPRESENTATIVES; Executive Office of the President (EOP)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.