PRUDENTIAL FINANCIAL, INC. for PRUDENTIAL FINANCIAL INC

Health Issues HCR

No Bill# - DC Healthcare Exchange Fees

Contacted: Treasury, Dept of; Federal Reserve System; SENATE; U.S. Trade Representative (USTR); Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Federal Housing Finance Agency (FHFA); HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); State, Dept of (DOS); Labor, Dept of (DOL)

Consumer Issues/Safety/Products CSP

S.536 - Cybersecurity Disclosure Act

Contacted: Labor, Dept of (DOL); Securities & Exchange Commission (SEC); Federal Housing Finance Agency (FHFA); State, Dept of (DOS); Federal Reserve System; HOUSE OF REPRESENTATIVES; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; SENATE; U.S. Trade Representative (USTR); Office of Management & Budget (OMB)

Bills named: S. 536 (115th)

Financial Institutions/Investments/Securities FIN

No Bill # - Issues relating to Dodd-Frank implementation and FIO, OFR, Volcker Rule, FSOC, FSB and their associated work on topics like capital standards, non-bank SIFI designation, insurance regulation, and oversight. No Bill # - Issues relating to U.S. - EU Covered Agreement S. 1463 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 3110 - Financial Stability Oversight Council Insurance Member Continuity Act H.R. 5485 - Financial Services and General Government Appropriation Act 2017 H.R. 10 - Financial Choice Act of 2017 No Bill # - Amend the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. H.R. 2874 - 21st Century Flood Reform Act; commercial property exemption No Bill # - Senate Banking Committee Request on Economic Opportunities Legislation No Bill # - Housing Finance Reform, including GSE and FHA No Bill # - IAS development of international supervisory and capital standards for global systemically important insurers and internationally active insurers.

Contacted: Securities & Exchange Commission (SEC); Federal Reserve System; Federal Housing Finance Agency (FHFA); State, Dept of (DOS); Treasury, Dept of; Office of Management & Budget (OMB); Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; SENATE; U.S. Trade Representative (USTR); Labor, Dept of (DOL)

Bills named: H.R. 5485 (115th), H.R. 3110 (115th), S. 1463 (115th), H.R. 2874 (115th), H.R. 10 (115th)

Trade (domestic/foreign) TRD

N/A - Issues relating to Transparency and market access issues generally related to international insurance and investment operations N/A - Issues relating to Asia-Pacific Economic Cooperation, a multi-lateral economic and trade forum, privacy issues N/A - Issues relating to International Trade issues impacting the U.S. Insurance Companies operating in foreign markets N/A - Issues relating to an insurance-covered agreement with European Union N/A - Issues relating to business visas

Contacted: Commodity Futures Trading Commission (CFTC); SENATE; Treasury, Dept of; Office of Management & Budget (OMB); U.S. Trade Representative (USTR); Federal Reserve System; HOUSE OF REPRESENTATIVES; Labor, Dept of (DOL); Securities & Exchange Commission (SEC); State, Dept of (DOS); Federal Housing Finance Agency (FHFA)

Taxation/Internal Revenue Code TAX

No Bill # - "Opt-out" Enrollment Disability Insurance No Bill # - Comprehensive Tax Reform - Life Insurance Company Tax for Domestic and International Operations, Life Insurance Product Tax, Qualified Plan Tax Issues S. 540 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions H.R. 1393 - Mobile Workforce State Income Tax Simplication Act of 2017 - all provisions N/A - Issues relating to expanding IRC Section 420 Transfer Authority

Contacted: Treasury, Dept of; Federal Housing Finance Agency (FHFA); State, Dept of (DOS); HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); U.S. Trade Representative (USTR); SENATE; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); Federal Reserve System; Labor, Dept of (DOL)

Bills named: S. 540 (115th), H.R. 1393 (115th)

Retirement RET

S. 223 - SeniorSafe Act of 2017 H.R. 78 - SEC Regulatory Accountability Act H.R. 854, S. 1383 - Multiple Small Employer Plans - issues relating to MEPs/MSEPs S. 868, H.R. 2055 - Lifetime Income Disclosure & Regulatory Issues - all provisions No Bill # - Automatic IRA - all Provisions No Bill # - Proposed DOL Fiduciary Regulations - all provisions H.R. 2823 - Affordable Retirement Advice for Savers Act N/A - GMWB Interpretive Issues in terms of possible guidance No Bill # - Electronic Disclosure - ERISA/Internal Revenue Code - issues/provisions relating to the use of electronic disclosure by employee benefit plans N/A - Issues relating to DOL Safe Harbor for Selection of Annuity Providers No Bill # - Issues relating to Annuity Selection Safe Harbor H.R. 355 - Protecting American Families' Retirement Advice Act

Contacted: Federal Reserve System; U.S. Trade Representative (USTR); Federal Housing Finance Agency (FHFA); SENATE; Treasury, Dept of; Commodity Futures Trading Commission (CFTC); Securities & Exchange Commission (SEC); State, Dept of (DOS); HOUSE OF REPRESENTATIVES; Office of Management & Budget (OMB); Labor, Dept of (DOL)

Bills named: H.R. 2055 (115th), H.R. 78 (115th), H.R. 854 (115th), H.R. 355 (115th), S. 1383 (115th), S. 223 (115th), S. 868 (115th), H.R. 2823 (115th)