2nd Quarter - Report

THE OPTIONS CLEARING CORPORATION for OPTIONS CLEARING CORPORATION

Firm
Client
Income
—
Expenses
$450,000
Expense method
C: businesses, Internal Revenue Code section 162(e)

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Implementation of Title VIII of Dodd-Frank Wall Street Reform and Consumer Protection Act; Impact of bank regulatory capital rules on listed options market; H.R. 5749 the Options Markets Stability Act.

LobbyistCovered position, as disclosed
JULIE BAUER New —
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: HOUSE OF REPRESENTATIVES; Federal Reserve System; Securities & Exchange Commission (SEC); Treasury, Dept of; Internal Revenue Service (IRS); SENATE

Bills named: H.R. 5749 (115th)

Taxation/Internal Revenue Code TAX

Final IRS Regulations that would impose U.S. Withholding Tax on Certain Options Transactions Entered into by Non-U.S. Persons.

LobbyistCovered position, as disclosed
JULIE BAUER New —
JOSEPH P CORCORAN —
JAMES HALL —

Contacted: Internal Revenue Service (IRS); Treasury, Dept of; Securities & Exchange Commission (SEC); SENATE; HOUSE OF REPRESENTATIVES; Federal Reserve System

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.