4th Quarter - Report

FEDERAL HALL POLICY ADVISORS, LLC for MANAGED FUNDS ASSOCIATION

Firm
Client
Income
$50,000
Expenses
—

What was lobbied

2 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Supervision of investment advisors; equity market structure; protection of proprietary source code, including H.R. 7564, The SEC Data Protection Act. Issues related to financial market stability. Impact of pandemic on credit markets. H.R. 2534 to amend the Securities Exchange Act of 1934 to prohibit certain securities trading and related communications by those who possess material nonpublic information. Hart-Scott-Rodino regulatory reform.

LobbyistCovered position, as disclosed
CHRISTOPHER MATTHIESEN Chief of Staff, Rep. Kosmas; LD, Rep. Lampson; Staff Assistant, Minority Leader Pelosi
DOUGLAS NAPPI General Counsel, Counsel US Senate Committee on Banking, Housing & Urban Affairs
CLIFFORD NMN ROBERTI Dep Chief of Staff, Rep. Randy Neugebauer; Senior Policy Advisor, House Committee on Financial Services; Professional Staff Member, House Committee on Financial Services.

Contacted: Treasury, Dept of; HOUSE OF REPRESENTATIVES; SENATE

Bills named: H.R. 2534 (116th), H.R. 7564 (116th)

Taxation/Internal Revenue Code TAX

Issues related to taxation of financial transactions. Issues related to the taxation of investors in credit related funds.

LobbyistCovered position, as disclosed
CHRISTOPHER MATTHIESEN —
DOUGLAS NAPPI —
CLIFFORD NMN ROBERTI —

Contacted: Treasury, Dept of; SENATE; HOUSE OF REPRESENTATIVES

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.