4th Quarter - Report

FMR LLC for FMR LLC

Firm
Client
Income
—
Expenses
$880,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Health Issues HCR

H.R. 1, S. 179 - HIPPA - Health IT

LobbyistCovered position, as disclosed
JAMES F FEBEO —
JAMES JOHNSON —
STEPHANIE MARKIEWICZ —
ANDREW VERMILYE —

Contacted: Labor, Dept of (DOL); White House Office; HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of; Securities & Exchange Commission (SEC)

Bills named: S. 179 (111th), H.R. 1 (111th)

Financial Institutions/Investments/Securities FIN

H.R. 4173 - Financial regulatory reform; Money market mutual fund regulation; H.R. 1445, S. 1073 - Credit rating agencies; H.R. 139, S.141, H.R. 2221 - Data privacy; H.R. 3126 - Consumer financial protection agency; S. 569 - Anti money laundering H.R. 71, S. 1276, S. 344 - Registration of advisors to private pools of capital; H.R. 991, H.R. 1020, S. 931 - Arbitration of brokerage dispute; H.R. 1699, H.R. 977, S. 272, H.R. 2448, S. 447, H.R. 3153 Credit derivatives; Systemic risk/banking and financial services industry oversight; Thrift and state trust charters; Extension of fiduciary duties for investment advisors and broker dealers; Resolution authority; Equity trading (flash, high-frequency, dark pools); Payment, clearing, settlement regulation

LobbyistCovered position, as disclosed
JAMES F FEBEO —
JAMES JOHNSON —
SHAHIRA KNIGHT Sr. Advisor to the Chairman,Cmte on Ways Means
STEPHANIE MARKIEWICZ —
ANDREW VERMILYE —

Contacted: SENATE; White House Office; Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of; Securities & Exchange Commission (SEC)

Bills named: H.R. 139 (111th), H.R. 3126 (111th), S. 272 (111th), S. 141 (111th), S. 1073 (111th), H.R. 71 (111th), H.R. 4173 (111th), H.R. 3153 (111th), S. 1276 (111th), S. 931 (111th), H.R. 1699 (111th), S. 447 (111th), S. 344 (111th), H.R. 977 (111th), H.R. 1020 (111th), H.R. 2221 (111th), H.R. 991 (111th), H.R. 2448 (111th), H.R. 1445 (111th), S. 569 (111th)

Taxation/Internal Revenue Code TAX

S. 4337 - Mutual fund tax modernization; H.R. 436, H.R. 2023, H.R. 3905, S. 722 - Estate and gift taxes; H.R. 3548, S. 823, H.R. 2452 - NOL carryback extension; H.R. 3933, S. 1934, H.R. 4213 Foreign account tax compliance act

LobbyistCovered position, as disclosed
JAMES F FEBEO —
JAMES JOHNSON —
SHAHIRA KNIGHT Sr. Advisor to the Chairman, Cmte on Ways Means
STEPHANIE MARKIEWICZ —
ANDREW VERMILYE —

Contacted: Securities & Exchange Commission (SEC); Labor, Dept of (DOL); SENATE; HOUSE OF REPRESENTATIVES; White House Office; Treasury, Dept of

Bills named: S. 4337 (111th), H.R. 436 (111th), H.R. 4213 (111th), S. 823 (111th), H.R. 3905 (111th), S. 722 (111th), H.R. 2452 (111th), H.R. 3933 (111th), H.R. 2023 (111th), H.R. 3548 (111th), S. 1934 (111th)

Retirement RET

Retirement coverage / savings proposals; H.R. 2779, H.R. 2989 - 401(k) regulation and disclosure / Investment advice; IRA regulation; Target date funds; Retirement income products DB funding changes / disclosure / DB "K"

LobbyistCovered position, as disclosed
PAMELA D EVERHART —
JAMES F FEBEO —
JAMES JOHNSON —
SHAHIRA KNIGHT Sr.Advisor to the Chairman, Cmte on Ways Means
STEPHANIE MARKIEWICZ —
ANDREW VERMILYE —

Contacted: SENATE; Securities & Exchange Commission (SEC); Labor, Dept of (DOL); HOUSE OF REPRESENTATIVES; Treasury, Dept of; White House Office

Bills named: H.R. 2779 (111th), H.R. 2989 (111th)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.