4th Quarter - Report

FINANCIAL SERVICES FORUM for FINANCIAL SERVICES FORUM

Firm
Client
Income
—
Expenses
$500,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

3 issue areas, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Issues related to the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Public Law 111-203), capital and liquidity standards; and Section 171 (Leverage and Risk-Based Capital Requirements) Issues related to the Federal Reserve Act Issues related to the enhanced supplementary leverage ratio Issues related to the supplementary leverage ratio temporary modification Issues related to banking relationships Issues related to the countercyclical capital buffer Issues related to total loss-absorbing capacity proposals Issues related to the capital surcharge for global systemically important banks Issues related to Congressional COVID-19 stimulus package Issues related to capital distributions Prudential regulatory matters with the U.S. agencies and international standard-setting bodies, including implementation of the Basel III capital and liquidity framework Derivatives regulation, including agency coordination and harmonization Issues related to bank supervision and expectations Issues related to the OCCs NPRM regarding fair access to financial services Issues related to diversity, equality, and inclusion S.__ - To provide that all persons shall be entitled to the full and equal enjoyment of the goods, services, facilities, privileges, and accommodations of financial institutions S. 2903 / H.R. 5194 - Climate Change Financial Risk Act of 2019 H.R. 2513 - Corporate Transparency Act of 2019 H.R. 4966 - Greater Supervision In Banking Act of 2019 or GSIB Act of 2019 S. 3548 / H.R. 748 - Coronavirus Aid, Relief, and Economic Security Act or CARES Act H.R. ___ - To deem certain references to the London Interbank Offered Rate (LIBOR) as referring to a replacement benchmark rate if LIBOR is no longer available, and for other purposes S. 4117 / H.R. 7777 - Paycheck Protection Small Business Forgiveness Act H.R. 5084 - Improving Corporate Governance through Diversity Act of 2019 S.4775 - Delivering Immediate Relief to Americas Families, Schools and Small Businesses Act

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
BRETT QUICK —

Contacted: White House Office; Office of the Comptroller of the Currency (OCC); SENATE; Commodity Futures Trading Commission (CFTC); Treasury, Dept of; Consumer Financial Protection Bureau (CFPB); Federal Reserve System; Securities & Exchange Commission (SEC); HOUSE OF REPRESENTATIVES; Homeland Security, Dept of (DHS); Federal Deposit Insurance Corporation (FDIC)

Bills named: H.R. 5194 (116th), S. 4117 (116th), H.R. 2513 (116th), S. 4775 (116th), H.R. 748 (116th), S. 2903 (116th), H.R. 7777 (116th), H.R. 5084 (116th), S. 3548 (116th), H.R. 4966 (116th)

Taxation/Internal Revenue Code TAX

General issues related to corporate and international tax reform, and taxation of financial products Implementation of 2017 tax revision (Public Law 115-97) Issues related to a financial transaction tax S. 647 / H.R. 1516 - Wall Street Tax Act of 2019 Issues related to a bank tax

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
BRETT QUICK —

Contacted: Securities & Exchange Commission (SEC); Commodity Futures Trading Commission (CFTC); Consumer Financial Protection Bureau (CFPB); Federal Deposit Insurance Corporation (FDIC); White House Office; SENATE; Office of the Comptroller of the Currency (OCC); Federal Reserve System; Homeland Security, Dept of (DHS); HOUSE OF REPRESENTATIVES; Treasury, Dept of

Bills named: S. 647 (116th), H.R. 1516 (116th)

Homeland Security HOM

Crapo-Brown Amendment to the National Defense Authorization Act (Anti-Money Laundering Act of 2020)

LobbyistCovered position, as disclosed
KEVIN FROMER —
TIFFANY HAAS —
BRETT QUICK —

Contacted: Securities & Exchange Commission (SEC); Office of the Comptroller of the Currency (OCC); Federal Reserve System; SENATE; Commodity Futures Trading Commission (CFTC); Homeland Security, Dept of (DHS); Treasury, Dept of; White House Office; HOUSE OF REPRESENTATIVES; Consumer Financial Protection Bureau (CFPB); Federal Deposit Insurance Corporation (FDIC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.