3rd Quarter - Report

MORGAN STANLEY & CO. LLC for MORGAN STANLEY & CO LLC

Period 3rd Quarter 2022 Filed Oct 20, 2022 Signed by Michael J. Stein

Official filing
Firm
MORGAN STANLEY & CO. LLC
Client
MORGAN STANLEY & CO LLC
Income
—
Expenses
$650,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

4 issue areas, each in the filer's own words, with who lobbied on it and where.

Banking BAN

Issues Related to Financial Regulatory Restructuring and Implementation Issues Related to Mortgage Industry Reforms Issues Related to Community Reinvestment Act Issues Related to Anti-Money Laundering and Counter Terrorism Financing (AML/CTF)

LobbyistCovered position, as disclosed
DAVID KEMPS —
THOMAS MCCROCKLIN —
MICHAEL STEIN —

Contacted: Securities & Exchange Commission (SEC); Federal Deposit Insurance Corporation (FDIC); Federal Reserve System; HOUSE OF REPRESENTATIVES; SENATE; Treasury, Dept of

Financial Institutions/Investments/Securities FIN

Issues Related to Broker Dealers Issues Related to Energy Legislation Issues Related to Derivatives Issues Related to Financial Market System Risk Issues Related to Commodity Markets Issues Related to Investment Advisors Issues Related to Financial Regulatory Restructuring Issues Related to Pension Reform Issues Related to Exchange Act Reform Issues Related to Corporate Governance Issues Related to LIBOR Transition Issues Related to Digital Assets

LobbyistCovered position, as disclosed
DAVID KEMPS —
THOMAS MCCROCKLIN —
MICHAEL STEIN —

Contacted: Commodity Futures Trading Commission (CFTC); HOUSE OF REPRESENTATIVES; Securities & Exchange Commission (SEC); Treasury, Dept of; SENATE; Federal Reserve System

Trade (domestic/foreign) TRD

China Market Access US-China Relationship Issues Related to Currency Exchange Oversight US-Russia Relationship US-Turkey Relationship US-Iran Relationship US-India Relationship US-Mexico Relationship US-Middle East Relations US-Japan Relationship US-UK and EU Relationships US-Colombia and Brazil Relationships

LobbyistCovered position, as disclosed
ANN M. BAILEY New —
MICHAEL STEIN —

Contacted: HOUSE OF REPRESENTATIVES; Natl Economic Council (NEC); Office of the Vice President of the United States; State, Dept of (DOS); Commerce, Dept of (DOC); SENATE; Treasury, Dept of; U.S. Trade Representative (USTR); White House Office

Taxation/Internal Revenue Code TAX

Taxation of Financial Institutions and Products Active Financing Legislation Issues Related to International Tax Rules Energy Tax Legislation Issues Related to Tax-Exempt Bonds Issues Related to Pension Reforms

LobbyistCovered position, as disclosed
DAVID KEMPS —
MICHAEL STEIN —

Contacted: Labor, Dept of (DOL); Internal Revenue Service (IRS); HOUSE OF REPRESENTATIVES; Treasury, Dept of; SENATE

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.