2nd Quarter - Report

TRIOPTIMA AB for TRIOPTIMA AB

Firm
Client
Income
—
Expenses
$10,000
Expense method
A: Lobbying Disclosure Act definitions

What was lobbied

One issue area, each in the filer's own words, with who lobbied on it and where.

Financial Institutions/Investments/Securities FIN

Risk management services in the derivatives market relating to e.g mandatory clearing requirements.

Foreign entity interest: TriOptima AB provides post trade infrastructure for the deriviatives market and seeks to ensure that U.S. regulatory structures permit risk management in the derivatives market. TriOptima AB is utimately wholly owned by ICAP plc, as identified in LD-1. TriOptima North America LLC and TriOptima UK Ltd. is wholly owned by TriOptima AB.

LobbyistCovered position, as disclosed
MICHAEL LEE New (Employee of sub. TriOptima North America LLC)
MICHAEL MODLOCK (Employee of sub. TriOptima North America LLC)
RAFAEL PRITCHARD (Employee of sub. TriOptima North America LLC)
VIKASH RUGHANI (Employee of sub. TriOptima UK Ltd)
PER SJABERG —
PETER WEIBEL (Employee of sub. TriOptima UK Ltd)

Contacted: Treasury, Dept of; Federal Reserve System; Federal Deposit Insurance Corporation (FDIC); Commodity Futures Trading Commission (CFTC)

Shown as published by the Senate Office of Public Records and the House Clerk under the Lobbying Disclosure Act. The official filing is the record; open it for the full form.